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William Kennard Hurley Jr

ACCESSALPHA WORLDWIDE
CHICAGO, IL
·CRD# 2193274·35 years experience

Professional Summary

William Kennard Hurley JR, who also goes by William K Hurley Jr, William K Jr Hurley, William Kennard Hurley, is a registered financial advisor currently at ACCESSALPHA WORLDWIDE LLC located in Chicago, Illinois. William is registered as a RR (Registered Representative) and started their career in finance in 1991. William has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William K Hurley Jr, William K Jr Hurley, William Kennard Hurley

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

ACCESSALPHA WORLDWIDE LLC·CRD# 142279
BD
444 West Lake Street Suite 1700, Chicago, IL 60606
November 1, 2021 - Present
MORGAN STANLEY DISTRIBUTION, INC.·CRD# 30344
BD
Chicago, IL
February 7, 2012 - July 29, 2021
NEXTIER DISTRIBUTION LLC·CRD# 137529
BD
Northbrook, IL
September 11, 2007 - November 1, 2011
IVY DISTRIBUTORS, INC.·CRD# 16496
BD
Overland Park, KS
June 27, 2003 - October 16, 2006
WADDELL & REED·CRD# 866
BD
Overland Park, KS
February 21, 2001 - October 16, 2006
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
July 31, 1997 - September 27, 1999
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
July 31, 1997 - September 27, 1999
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
November 25, 1991 - February 28, 1997

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Current Firm

AW
ACCESSALPHA WORLDWIDE LLC

ACCESSALPHA WORLDWIDE LLC

CRD#: 142279 / SEC#: 8-67446
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

444 West Lake Street Suite 1700, Chicago, IL 60606

Mailing Address

444 West Lake Street Suite 1700, Chicago, IL 60606

Phone Number

(847) 475-6000

Established

Delaware since 06/26/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MAGNER, PATRICK CASEYCEO, CCO, AMLCO, EXECUTIVE REPRESENTATIVE2075975
LECLERCQ, ROBERT RENE IIIPRESIDENT, CFO, SECRETARY1384014
LENART, BRIAN DOUGLASFINOP, PFO/POO736107

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(11/1/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1991About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view William Kennard Hurley JR's CRS (Customer Relationship Summary).

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