Robert Rene Leclercq Iii
Professional Summary
Robert Rene Leclercq III, who also goes by Robert Rene Leclercq III, is a registered financial advisor currently at ACCESSALPHA WORLDWIDE LLC located in Chicago, Illinois. Robert is registered as a RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Rene Leclercq Iii
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
ACCESSALPHA WORLDWIDE LLC
Contact Information
Main Address
444 West Lake Street Suite 1700, Chicago, IL 60606Mailing Address
444 West Lake Street Suite 1700, Chicago, IL 60606Phone Number
(847) 475-6000Established
Delaware since 06/26/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/22/2007)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Dec 2006About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Rene Leclercq III's CRS (Customer Relationship Summary).
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