RG
Richard D. Geib
KESTRA ADVISORY SERVICES
KALAMAZOO, MI 49009
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CRD#: 219313
RG
Professional summary
Richard Dennis Geib, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Kalamazoo, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Kalamazoo, Michigan.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Richard has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: The Wiser Financial Group Investment Related: Yes Address: 6100 Stadium Dr Kalamazoo MI 49009 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative of a broker dealer Start Date: 7/1/2007 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Provide financial planning and investment planning services as an Investment Advisor Representative Occasionally handle fixed insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Dennis Geib's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1983
Experience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6100 Stadium Dr., Kalamazoo, MI 49009RIA
CRD#: 283330
KALAMAZOO, MI
Current
April 18, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6100 Stadium Dr., Kalamazoo, MI 49009BD
CRD#: 42046
Kalamazoo, MI
Past
September 17, 2010 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
KALAMAZOO, MI
Past
April 1, 1991 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
KALAMAZOO, MI
Past
October 12, 1983 - November 12, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
Past
July 12, 1979 - April 1, 1991
PW SECURITIES, INC.
BD
CRD#: 6775
Past
January 25, 1977 - August 17, 1979
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
Past
October 18, 1973 - April 12, 1975
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/18/2016)
RR
Arkansas(4/18/2016)
RR
California(4/18/2016)
RR
Colorado(4/18/2016)
RR
Florida(4/18/2016)
RR
Georgia(4/18/2016)
RR
Illinois(4/18/2016)
RR
Indiana(4/18/2016)
RR
Kansas(6/11/2018)
RR
Kentucky(6/30/2023)
RR
Massachusetts(5/11/2023)
RR
Michigan(4/18/2016)
IAR
Michigan(4/20/2016)
RR
Minnesota(12/20/2017)
RR
Mississippi(4/18/2016)
RR
Missouri(4/18/2016)
RR
New Jersey(4/18/2016)
RR
New York(4/18/2016)
RR
North Carolina(4/21/2022)
RR
Ohio(4/18/2016)
RR
South Carolina(4/18/2016)
RR
Texas(4/18/2016)
IAR
Texas(4/18/2016)
RR
Utah(10/14/2024)
RR
Washington(4/18/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 10/11/1973
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Kalamazoo, MI 49009TRUST BUT VERIFY
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