Frank M. Rich

ANCHOR FINANCIAL & ACCOUNTING, P.C.

LANSDALE, PA

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CRD#: 2193099

Professional summary

Frank M. Rich III, CFP®, who also goes by Frank M Rich III, is a registered financial advisor currently at ANCHOR FINANCIAL & ACCOUNTING, P.C. located in Lansdale, Pennsylvania.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Frank has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

What are your service offerings?

Investment Planning

Debt Management

Budgeting

Insurance Planning

Estate Planning

Divorce Planning

Tax Planning

Education Planning

Comprehensive Financial Planni...

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

Frank M Rich Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Frank M. Rich III, the principal and sole shareholder of Anchor Financial & Accounting, P.C., is a Certified Public Accountant (CPA) and licensed insurance agent. In addition to providing investment advisory services to the firm's clients, Mr. Rich, with approval of the firm, also provides firm clients with tax return preparation and accounting services, as well as certain insurance services on occasion, including life, disability and long-term care insurance and fixed annuity products available through various insurance companies. These supplemental services are made available to all firm clients, including the firm's investment management clients; however, clients are under no obligation to purchase these supplemental services and products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank M. Rich III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

November 16, 1994 - Present

ANCHOR FINANCIAL & ACCOUNTING, P.C.

RIA

CRD#: 123353

LANSDALE, PA

Past

November 13, 1991 - March 28, 1995

ROTHMAN SECURITIES, INC.

CRD#: 13907

SOUTHAMPTON, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/16/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/11/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ANCHOR FINANCIAL & ACCOUNTING, P.C.

CRD#: 123353 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (11/16/1994 Approved)

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Contact information

Main Address

Landsdale, PA

Mailing Address

Phone number

(215) 997-6800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 17,438,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Frank M. Rich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank M. Rich III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCHOR FINANCIAL & ACCOUNTING, P.C.

ROTHMAN SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/1991

Series 6

Date: 11/11/1991

Current Firm

ANCHOR FINANCIAL & ACCOUNTING, P.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANCHOR FINANCIAL & ACCOUNTING, P.C.

TRUST BUT VERIFY

Contact information

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