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CL

Christopher Latorre

FIDELITY BROKERAGE SERVICES LLC
Merrimack, NH 03054
Some features on this profile are disabled
CRD#: 2193038
CL

Professional summary


Christopher Latorre, who also goes by Chris Latorre, Christopher David Latorre, Christopher Latorre, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 25 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris Latorre | Christopher David Latorre | Christopher Latorre

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher Latorre's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 7, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: Two Contra Way, Merrimack, NH 03054
BD
CRD#: 7784
Merrimack, NH
Past

June 26, 2019 - September 30, 2019

IFS SECURITIES

BD
CRD#: 40375
New York, NY
Past

January 2, 2019 - May 24, 2019

FCF SECURITIES AND DERIVATIVES LLC

BD
CRD#: 157067
CHICAGO, IL
Past

September 8, 2017 - January 4, 2018

FCF SECURITIES AND DERIVATIVES LLC

BD
CRD#: 157067
CHICAGO, IL
Past

September 9, 2016 - December 31, 2018

NEW ALBION PARTNERS LLC

BD
CRD#: 119518
NEW YORK, NY
Past

March 4, 2013 - May 9, 2016

WALLACHBETH CAPITAL LLC

BD
CRD#: 147853
BOCA RATON, FL
Past

May 1, 2012 - June 7, 2012

AURIGA USA, LLC

BD
CRD#: 121731
NEW YORK, NY
Past

December 17, 2010 - January 9, 2012

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

January 17, 2006 - December 15, 2010

WJB CAPITAL GROUP, INC.

BD
CRD#: 37334
NEW YORK, NY
Past

October 1, 2000 - February 13, 2006

DRIVEWEALTH INSTITUTIONAL LLC

BD
CRD#: 33038
NEW YORK, NY
Past

October 2, 1996 - April 30, 1997

PREBON FINANCIAL PRODUCTS INC.

BD
CRD#: 29551
JERSEY CITY, NJ
Past

July 15, 1992 - November 4, 1994

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

December 24, 1991 - June 12, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/15/2021)
RR
Alaska
(7/16/2021)
RR
Arizona
(7/26/2021)
RR
Arkansas
(7/15/2021)
RR
California
(7/15/2021)
RR
Colorado
(7/16/2021)
RR
Connecticut
(7/19/2021)
RR
Delaware
(7/16/2021)
RR
District of Columbia
(7/16/2021)
RR
Florida
(7/15/2021)
RR
Georgia
(7/15/2021)
RR
Hawaii
(7/15/2021)
RR
Idaho
(7/15/2021)
RR
Illinois
(7/20/2021)
RR
Indiana
(7/16/2021)
RR
Iowa
(7/16/2021)
RR
Kansas
(7/15/2021)
RR
Kentucky
(7/16/2021)
RR
Louisiana
(7/20/2021)
RR
Maine
(7/15/2021)
RR
Maryland
(7/15/2021)
RR
Massachusetts
(7/15/2021)
RR
Michigan
(7/19/2021)
RR
Minnesota
(7/15/2021)
RR
Mississippi
(7/15/2021)
RR
Missouri
(7/15/2021)
RR
Montana
(7/15/2021)
RR
Nebraska
(7/15/2021)
RR
Nevada
(7/26/2021)
RR
New Hampshire
(7/15/2021)
RR
New Jersey
(7/7/2021)
RR
New Mexico
(7/15/2021)
RR
New York
(7/20/2021)
RR
North Carolina
(7/15/2021)
RR
North Dakota
(7/19/2021)
RR
Ohio
(7/15/2021)
RR
Oklahoma
(7/15/2021)
RR
Oregon
(7/27/2021)
RR
Pennsylvania
(7/15/2021)
RR
Puerto Rico
(7/15/2021)
RR
Rhode Island
(7/20/2021)
RR
South Carolina
(7/15/2021)
RR
South Dakota
(8/3/2021)
RR
Tennessee
(7/15/2021)
RR
Texas
(7/15/2021)
RR
Utah
(7/15/2021)
RR
Vermont
(7/16/2021)
RR
Virgin Islands
(7/16/2021)
RR
Virginia
(8/23/2021)
RR
Washington
(7/14/2021)
RR
West Virginia
(7/28/2021)
RR
Wisconsin
(7/15/2021)
RR
Wyoming
(7/15/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 9/12/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/15/2005
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 1/18/2000
NYSE Trading Assistant Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm


FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
MAHNA, ROHITHEAD OF CLIENT GROWTH4078386
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL

Disclosures


Regulatory Event23
Arbitration124

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784Merrimack, NH 03054

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