Alexander N. Caches
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
STATEN ISLAND, NY
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CRD#: 2192671
Professional summary
Alexander Nicholas Caches, who also goes by Alexander N Caches, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Staten Island, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Alexander has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Biography
I have worked with Fidelity Investments since 1998. I assist high net worth clients build, implement and monitor their financial plans.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexander N Caches
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Nicholas Caches's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
St. John's University
Bachelor of Business Administration - Business
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 13a W 61st St, New York, NY 10023-0000RIA
CRD#: 104555
STATEN ISLAND, NY
Current
October 22, 1998 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 13a West 61st St., New York, NY 10023BD
CRD#: 7784
New York, NY
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
September 12, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Past
July 20, 2005 - July 8, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Past
September 12, 1996 - October 16, 1998
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Past
June 8, 1995 - August 26, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
BD
CRD#: 20016
DEERFIELD BEACH, FL
Past
April 11, 1995 - June 9, 1995
JOSEPH ROBERTS & CO., INC.
BD
CRD#: 15971
POMPANO BEACH, FL
Past
June 20, 1994 - March 14, 1995
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
September 30, 1992 - November 24, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/27/2003)
RR
California(10/27/2003)
RR
Colorado(10/27/2003)
RR
Connecticut(10/22/1998)
RR
Delaware(10/27/2003)
RR
District of Columbia(10/27/2003)
RR
Florida(10/26/1998)
RR
Georgia(4/9/2021)
RR
Hawaii(3/25/2023)
RR
Idaho(2/19/2013)
RR
Illinois(10/27/2003)
RR
Iowa(11/2/2010)
RR
Kansas(1/6/2017)
RR
Louisiana(1/3/2014)
RR
Maine(7/17/2020)
RR
Maryland(10/27/2003)
RR
Massachusetts(10/27/2003)
RR
Michigan(10/27/2003)
RR
Minnesota(2/22/2017)
RR
Missouri(3/2/2012)
RR
Nevada(1/5/2018)
RR
New Jersey(10/26/1998)
RR
New Mexico(1/3/2014)
RR
New York(10/22/1998)
IAR
New York(3/31/2025)
RR
North Carolina(11/5/2003)
RR
Ohio(10/29/2003)
RR
Oregon(1/6/2017)
RR
Pennsylvania(10/22/1998)
RR
Rhode Island(1/5/2018)
RR
South Carolina(10/27/2003)
RR
Texas(10/27/2003)
IAR
Texas(3/31/2025)
RR
Utah(10/27/2003)
RR
Vermont(10/18/2004)
RR
Virginia(4/1/2004)
RR
Washington(1/6/2017)
RR
Wisconsin(5/11/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Staten Island, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
