DD
David M. Dimenstein
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Great Barrington, MA
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CRD#: 2192546
DD
Professional summary
David Mark Dimenstein, CFP®, ChFC®, CLU®, who also goes by David M Dimenstein, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Great Barrington, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Worcester, Massachusetts.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 72, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David M Dimenstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FEINGOLD & FEINGOLD INSURANCE AGENCY EMPLOYEE STOCK OWNERSHIP PLAN, 446 MAIN STREET, STE 1403, WORCESTER, MA, TRUSTEE, 01/01/00, NIR, 2 HR/YR- 2/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 09/06/19. 3) FEINGOLD & FEINGOLD INSURANCE AGENCY 401K PROFIT SHARING PLAN, 446 MAIN STREET, STE 1403, WORCESTER, MA 01/01/00, TRUSTEE, NIR, 4/YR- 4/TRADING 4) THE FEINGOLD COMPANIES, 446 MAIN STREET, STE 1403, WORCESTER, MA, TPA/PENSION CONSULTING, CO-PRESIDENT 09/19/91, INV REL, 5 HR/WK- 10/TRADING HR. 5) THE FEINGOLD COMPANIES, 446 MAIN STREET, STE 1403, WORCESTER, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/19/91, NIR, CO-PRESIDENT, 2 HR/WK- 2/TRADING HR. 6) WORCESTER CHAMBER MUSIC SOCIETY, 323 Main Street, Worcester MA 01608, 01/2021, Committee Member, Arts/Performing Arts, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view David Mark Dimenstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 3, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 446 Main St Suite 1403, Worcester, MA 01608RIA
CRD#: 134139
Great Barrington, MA
Current
September 3, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 446 Main St Suite 1403, Worcester, MA 01608BD
CRD#: 39543
Worcester, MA
Past
February 27, 2009 - September 6, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
WORCESTER, MA
Past
February 27, 2009 - September 6, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
WORCESTER, MA
Past
January 13, 2006 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
RIA
CRD#: 146
WORCESTER, MA
Past
August 15, 1994 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
WORCESTER, MA
Past
May 25, 1994 - October 4, 1994
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
September 2, 1992 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
December 9, 1991 - October 11, 1993
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(5/15/2025)
RR
Connecticut(9/3/2019)
RR
Florida(9/3/2019)
RR
Illinois(1/2/2025)
RR
Iowa(7/27/2023)
RR
Maine(1/2/2025)
RR
Maryland(1/2/2025)
RR
Massachusetts(9/3/2019)
IAR
Massachusetts(9/6/2019)
RR
New Hampshire(1/2/2025)
RR
New Jersey(9/3/2019)
RR
New York(9/3/2019)
RR
North Carolina(9/10/2019)
RR
Rhode Island(9/3/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
