John J. Borer
Professional summary
John J Borer, who also goes by John J Borer III, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 2 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John J Borer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2012 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155Office #2: 150 E 58th Street 17th Floor, New York, NY 10155March 19, 1999 - June 25, 2012
RODMAN & RENSHAW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(9/17/2012)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 5/16/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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