George A. Copin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Antonio Copin was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1992. George had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2014 - July 30, 2015
NMS CAPITAL SECURITIES, LLC
March 1, 2013 - October 2, 2013
SEIDEL & CO., LLC
November 7, 2011 - March 27, 2012
GLOBAL FRONTERA MARKETS INC.
February 5, 1996 - May 4, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
August 16, 1994 - February 28, 1996
GARBAN INTERNATIONAL LIMITED
December 22, 1993 - August 25, 1994
TRADITION SECURITIES AND DERIVATIVES LLC
November 18, 1992 - September 21, 1993
FLEET ENTERPRISES, INC.
January 6, 1992 - March 14, 1992
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
NMS CAPITAL SECURITIES, LLC
CRD#: 107401 / SEC#: , 8-53037
Contact information
Documents
Red Flags
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