Donald M. Murphy

VIRTUS INVESTMENT ADVISERS

FORTVILLE, IN

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CRD#: 2192120

Professional summary

Donald Matthew Murphy JR, who also goes by Donald M Murphy Jr, is a registered financial advisor currently at VIRTUS INVESTMENT ADVISERS, LLC located in Fortville, Indiana and VP DISTRIBUTORS LLC located in Hartford, Connecticut.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Donald has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 14, Series 4, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald M Murphy Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OSTRICH VISION LLC, INDIANAPOLIS, IN. 10% OWNER AND CFO OF THE CONTROLLING ENTITY FOR THE WEBSITE ICBALLERS. ICBALLERS IS A SPORTS-RELATED NETWORKING WEBSITE NOT INVESTMENT RELATED. 0 HOURS DURING SECURITIES TRADING HOURS AS OF OCTOBER 2008.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Matthew Murphy JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2012 - Present

VIRTUS INVESTMENT ADVISERS, LLC

RIA

CRD#: 106982

FORTVILLE, IN

Current

November 21, 2012 - Present

VP DISTRIBUTORS LLC

Office #1: One Financial Plaza, Hartford, CT 06103

CRD#: 3036

Hartford, CT

Past

August 10, 2009 - October 11, 2012

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

November 8, 2001 - October 11, 2012

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

April 30, 2001 - November 8, 2001

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

July 5, 1996 - December 12, 2000

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

November 2, 1995 - July 3, 1996

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

April 13, 1993 - September 28, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

January 4, 1993 - March 17, 1993

SAMCO FINANCIAL SERVICES, INC.

CRD#: 30108

PHOENIX, AZ

Past

May 28, 1992 - January 15, 1993

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

December 12, 1991 - June 4, 1992

FRANKLIN-LORD, INC.

CRD#: 6756

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(11/27/2012)

Indiana
(11/21/2012)

Tennessee
(7/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 7/25/1999

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 9/9/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/6/1994

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 7/26/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

PHOENIX INVESTMENT COUNSEL, INC | VIRTUS INVESTMENT ADVISERS, LLC | VIRTUS INVESTMENT ADVISERS, INC.

CRD#: 106982 / SEC#: 801-5995

RIA

Registered Investment Advisory firm - (9/17/1969 Approved)

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Contact information

Main Address

One Financial Plaza 26th Floor, Hartford, CT 06103

Mailing Address

Phone number

(800) 248-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	105
AUM (Assets Under Management)	$ 53,982,609,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald M. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Matthew Murphy JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

AMERIPRISE ADVISOR SERVICES, INC.

CHARLES SCHWAB & CO., INC.

AMERIPRISE ADVISOR SERVICES, INC.

SAMCO FINANCIAL SERVICES, INC.

AMERICAN FRONTEER FINANCIAL CORPORATION

FRANKLIN-LORD, INC.

Primary Firm SEC Registration

VIRTUS INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2002

Series 63

Date: 12/16/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/11/1991

Series 14

Date: 7/25/1999

Series 4

Date: 9/9/1996

Series 24

Date: 10/6/1994

Series 8

Date: 7/26/1994

FINRA

Current Firm

VIRTUS INVESTMENT ADVISERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

VIRTUS INVESTMENT ADVISERS, LLC

TRUST BUT VERIFY

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