Lara J. Kozersky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lara Jean Kozersky, who also goes by Lara Jean Caroline Furnell, Lara J Kozersky, Lara Kozersky, was a registered financial professional .
Lara is a previously registered financial professional and started their career in finance in 1992. Lara had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2013 - April 23, 2015
CRT CAPITAL GROUP LLC
April 17, 2012 - May 3, 2013
BLV SECURITIES
June 21, 2011 - January 31, 2012
TICONDEROGA SECURITIES LLC
April 16, 2004 - October 18, 2011
SOLEIL SECURITIES CORPORATION
May 11, 2000 - January 15, 2003
CANACCORD GENUITY SECURITIES LLC
January 11, 1999 - May 10, 2000
JOSEPHTHAL & CO., INC.
September 8, 1992 - November 18, 1998
NEEDHAM & COMPANY, LLC
January 3, 1992 - July 24, 1992
REICH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
