Henry B. Smith
Professional summary
Henry Belin Smith, who also goes by Hank Smith, Henry B Smith, Henry B Dup Smith, is a registered financial advisor currently at HAVERFORD FINANCIAL SERVICES, INC. located in Radnor, Pennsylvania.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Henry has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Henry Belin Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2007 - Present
HAVERFORD FINANCIAL SERVICES, INC.
Office #1: Three Radnor Corporate Center Suite 450, Radnor, PA 19087-4546June 25, 2004 - October 30, 2008
HAVERFORD INVESTMENT MANAGEMENT, INC.
March 13, 1998 - December 31, 2024
HAVERFORD TRUST SECURITIES, INC.
December 23, 1994 - December 8, 1995
HAVERFORD TRUST SECURITIES, INC.
November 20, 1991 - December 8, 1995
HAVERFORD TRUST SECURITIES, INC.
Primary Firm SEC Registration
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/15/2007)
(8/25/2010)
Exams
Current Firm
HAVERFORD FINANCIAL SERVICES, INC.
CRD#: 130007 / SEC#: 801-62759
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 341,907,816 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
