Michael H. Fogarty

THE FOUNDRY FINANCIAL GROUP

LACONIA, NH 03246-3300

CRD#: 2191202

Some features on this profile are disabled

Professional summary

Michael Harrington Fogarty, CFP®, ChFC®, CLU® is a registered financial advisor currently at THE FOUNDRY FINANCIAL GROUP, INC. located in Laconia, New Hampshire.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

At a Glance

Always Fiduciary

Min. Asset: Under $50K

Services Offered

Investment Planning

Comprehensive Financial Planning

Retirement Income Management

Small Business Planning

Retirement Planning

Estate Planning

Specializations

AUM

Baby Boomers

Business Owners

Cash Flow/Budgets/Credit Issues

Charitable Giving

College/Education Planning

Biography

As the owner of The Foundry Financial Group, Inc. I have years of financial planning experience and a team of supporting advisors and operational staff to provide a planning experience that clients deserve.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harrington Fogarty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 25, 2001 - Present

THE FOUNDRY FINANCIAL GROUP, INC.

Office #1: 67 Water Street Suite 101, Laconia, NH 03246-3300

RIA

CRD#: 116823

LACONIA, NH

Past

October 3, 2016 - October 9, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Laconia, NH

Past

May 9, 2001 - May 18, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LACONIA, NH

Past

December 13, 1991 - May 18, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE FOUNDRY FINANCIAL GROUP, INC.

CRD#: 116823 / SEC#: 801-129329

RIA

Registered Investment Advisory firm - (1/10/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (1/12/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/10/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (11/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/28/2012)

IAR

New Hampshire
(7/25/2001)

IAR

Texas
(12/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/15/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/5/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2002

General Securities Principal Examination

Current Firm

THE FOUNDRY FINANCIAL GROUP, INC.

CRD#: 116823 / SEC#: 801-129329

RIA

Registered Investment Advisory firm - (1/10/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (1/12/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (1/10/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (11/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (1/12/2024 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

67 Water Street Suite 101, Laconia, NH 03246-3300

Mailing Address

Phone number

(603) 528-5171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (12/17/2025)

Regulatory assets under management

Total Number of Accounts	1,108
AUM (Assets Under Management)	$ 249,999,233

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Joshua Gerber

PERELLA WEINBERG PARTNERS LP

NEW YORK, NY

Jonathan Delo

CETERA INVESTMENT ADVISERS LLC

IAR

PEARL RIVER, NY

Harlan Fischer

CETERA INVESTMENT ADVISERS LLC

IAR

SETAUKET, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael H. Fogarty

Professional summary

At a Glance

Services Offered

Specializations

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Harrington Fogarty's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

THE FOUNDRY FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/1991

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1993

Series 6

Date: 11/15/1991

Series 51

Date: 3/5/2003

Series 24

Date: 6/27/2002

Current Firm

THE FOUNDRY FINANCIAL GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE FOUNDRY FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors