Glenn R. King
Professional summary
Glenn Robert King was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial advisor and started their career in finance in 1992. Prior to being barred, Glenn had worked at 8 firms, which includes BUCKMAN ADVISORY GROUP LLC, BUCKMAN BUCKMAN & REID INC., GARDEN STATE SECURITIES INC., SAXONY SECURITIES INC., OSAIC WEALTH INC., CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY DW INC., H.J. MEYERS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2012 - June 22, 2015
BUCKMAN ADVISORY GROUP LLC
January 17, 2012 - June 22, 2015
BUCKMAN, BUCKMAN & REID, INC.
October 24, 2011 - November 18, 2011
GARDEN STATE SECURITIES, INC.
June 2, 2011 - October 10, 2011
SAXONY SECURITIES, INC.
May 26, 2005 - June 3, 2011
OSAIC WEALTH, INC.
January 17, 2005 - June 3, 2011
OSAIC WEALTH, INC.
October 25, 2002 - December 16, 2004
CITIGROUP GLOBAL MARKETS INC.
October 20, 1994 - December 16, 2004
CITIGROUP GLOBAL MARKETS INC.
October 8, 1994 - November 2, 1994
MORGAN STANLEY DW INC.
February 10, 1992 - December 2, 1992
H.J. MEYERS & CO., INC.
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
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