Oleg Batuner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oleg Batuner, who also goes by Alex Batuner, was a registered financial professional .
Oleg is a previously registered financial professional and started their career in finance in 1992. Oleg had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1997 - May 19, 1997
GKN SECURITIES CORP.
August 6, 1996 - March 28, 1997
FIRST UNITED EQUITIES CORPORATION
July 29, 1996 - August 12, 1996
LANDMARK INTERNATIONAL EQUITIES
May 8, 1996 - July 2, 1996
A. R. BARON & CO., INC.
October 17, 1995 - May 6, 1996
GRUNTAL & CO., L.L.C.
November 23, 1994 - June 15, 1995
WINDSOR BENNETT CAPITAL GROUP CORP.
April 25, 1994 - June 15, 1994
GAINEY FINANCIAL SERVICES, INC.
June 4, 1993 - May 5, 1994
J. GREGORY & COMPANY, INC.
January 21, 1993 - June 4, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 8, 1992 - January 22, 1993
BARRETT DAY SECURITIES, INC.
July 6, 1992 - August 4, 1992
GKN SECURITIES CORP.
March 6, 1992 - July 8, 1992
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GKN SECURITIES CORP.
CRD#: 19415 / SEC#: , 8-37442
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Civil Event | 1 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
