Suzanne L. Allen
Professional summary
Suzanne Lynette Allen, who also goes by Suzanne L Adams, Suzanne Lynnette Adams, Suzy Adams, Suzy Allen, Suzanne Allen, Suzanne Lynette Mclean, Suzanne Lynnette Mclean, Suzy Mclean, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.
Suzanne is registered as a RR (Registered Representative) and started their career in finance in 1995. Suzanne has worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Suzanne Lynette Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2018 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380March 9, 2018 - September 6, 2018
EVERLAKE DISTRIBUTORS, LLC
March 29, 2011 - April 17, 2018
ALLSTATE FINANCIAL SERVICES, LLC
November 10, 2006 - September 28, 2010
QUASAR DISTRIBUTORS, LLC
June 28, 2000 - December 6, 2001
RBC CAPITAL MARKETS, LLC
June 14, 1999 - June 28, 2000
PIPER SANDLER & CO.
October 31, 1996 - September 24, 1998
JANUS HENDERSON DISTRIBUTORS US LLC
April 27, 1995 - July 10, 1996
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2018)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Lincoln, NE 68508-1380TRUST BUT VERIFY
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