Kim A. Lawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kim Ann Lawson, who also goes by Kimberly Lawson, Kim Ann Reynolds, was a registered financial professional .
Kim is a previously registered financial professional and started their career in finance in 1992. Kim had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2015 - November 7, 2019
LION STREET FINANCIAL, LLC
June 13, 2006 - May 25, 2007
KESTRA INVESTMENT SERVICES, LLC
June 13, 2006 - January 5, 2015
KESTRA INVESTMENT SERVICES, LLC
May 14, 2003 - May 15, 2006
LORING WARD SECURITIES INC.
January 1, 1999 - July 16, 2002
LORING WARD SECURITIES INC.
October 6, 1993 - January 1, 1999
REINHARDT WERBA BOWEN SECURITIES, INC.
November 30, 1992 - October 1, 1993
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
