Andrew Mulholland
Professional summary
Andrew Mulholland is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in New Windsor, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1992. Andrew has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Mulholland's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2006 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 357 Windsor Hwy, New Windsor, NY 12553-6909December 18, 2003 - February 17, 2004
DOMESTIC SECURITIES, INC.
June 15, 2001 - January 15, 2002
PROTRADER SECURITIES L.P.
May 3, 2001 - May 24, 2001
ON-SITE TRADING, INC.
July 10, 2000 - April 9, 2001
ALL-TECH DIRECT, INC.
January 12, 1998 - February 11, 1999
ALL-TECH DIRECT, INC.
October 3, 1996 - April 17, 1997
ALL-TECH DIRECT, INC.
July 5, 1996 - September 27, 1996
RUSHMORE CAPITAL, INC.
November 13, 1995 - June 24, 1996
ALL-TECH DIRECT, INC.
September 9, 1992 - March 8, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2006)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/19/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272New Windsor, NY 12553-6909TRUST BUT VERIFY
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