Frank E. Baar
Professional summary
Frank Edward Baar, who also goes by Frank Edward Baar Jr, Sonny Baar, is a registered financial professional currently at CABOT LODGE SECURITIES LLC located in North Myrtle Beach, South Carolina.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1991. Frank has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Edward Baar's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2013 - Present
CABOT LODGE SECURITIES LLC
Office #1: 201 S. Ocean Blvd, Unit 106, North Myrtle Beach, SC 29582October 3, 2011 - July 3, 2013
ALLIED BEACON PARTNERS, INC.
January 30, 2009 - September 30, 2011
WORKMAN SECURITIES CORPORATION
October 15, 1993 - February 4, 2009
VOYA FINANCIAL PARTNERS, LLC
November 21, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2018)
(8/27/2018)
(7/1/2013)
(7/1/2013)
(5/7/2014)
(7/15/2019)
(7/1/2013)
(1/15/2014)
(7/1/2013)
(8/6/2024)
(7/1/2013)
(1/22/2021)
(10/7/2016)
(8/3/2018)
(7/1/2013)
(8/3/2018)
(7/23/2019)
(7/28/2022)
(7/2/2013)
(7/1/2013)
Exams
FINRA
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
CABOT LODGE SECURITIES LLC
CRD#: 159712North Myrtle Beach, SC 29582TRUST BUT VERIFY
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