Travis T. Mitchell
Professional summary
Travis Tornell Mitchell, who also goes by Travis T Mitchell, Travis Toenell Mitchell, Travis Tornell Mitchell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and AVANTAX PLANNING PARTNERS, INC. located in El Segundo, California.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Travis has worked at 20 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 53, Series 8 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Travis Tornell Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 8, 2024 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2015 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2015 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245December 9, 2015 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 8, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
July 1, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
December 11, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
December 9, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
December 9, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
December 9, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
December 9, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
December 9, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
December 9, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
October 16, 2013 - November 19, 2015
PNC WEALTH MANAGEMENT LLC
August 13, 2013 - November 19, 2015
PNC WEALTH MANAGEMENT LLC
November 12, 2012 - August 2, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 21, 2010 - December 15, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2008 - February 2, 2010
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
December 14, 2007 - April 3, 2008
GPC SECURITIES, INC.
November 15, 2007 - April 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 16, 1991 - May 17, 2007
PFS INVESTMENTS INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2015)
(3/22/2023)
Exams
Series 8
Date: 7/6/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
