Christopher Geiger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Geiger, who also goes by Christopher Louis Geiger, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2016 - March 10, 2017
G&L PARTNERS, INC.
July 7, 2015 - March 2, 2016
MONTECITO ADVISORS, INC.
June 5, 2014 - July 2, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 7, 2014 - July 2, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 2013 - August 15, 2013
CHIMERA SECURITIES, LLC
May 20, 2010 - December 18, 2012
MONTECITO ADVISORS, INC.
April 21, 2010 - November 13, 2012
DRU STOCK, INC.
October 30, 2007 - April 15, 2010
DASH FINANCIAL TECHNOLOGIES LLC
November 27, 2006 - October 30, 2007
BATTENKILL CAPITAL, INC.
January 20, 2004 - December 11, 2006
MCKEON BROTHERS, LLC
April 3, 2001 - January 8, 2004
G&L PARTNERS, LLC
April 18, 1995 - April 3, 2001
KNIGHT CAPITAL MARKETS LLC
April 29, 1993 - April 18, 1995
TRIMARK SECURITIES, INC.
November 12, 1991 - April 1, 1992
TUCKER ANTHONY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/10/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 3/24/1999
Limited Representative-Equity Trader ExamCurrent Firm
G&L PARTNERS, INC.
CRD#: 129605 / SEC#: , 8-66236
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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