Robert C. Williams

CAPITAL INVESTMENT ADVISORY SERVICES

HIAWASSEE, GA 30546

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CRD#: 2189828

Professional summary

Robert Cline Williams JR, ChFC®, CLU®, who also goes by Robby Williams, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Hiawassee, Georgia and CAPITAL INVESTMENT GROUP, INC. located in Hiawassee, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robby Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ROBERT C. WILLIAMS JR, CPA. PO BOX 901 YOUNG HARRIS, GA 30582. GEN ACCTNG AND TAX PREP. CPA. OWNER. 40 HRS/WEEK. 10/98-PRES. ACCOUNTING AND PAYROLL SERVICES & TAX PREP. LIFE AND HEALTH INSURANCE - SALES. 2. NORTHEAST GA EXCHANGE SERVICES, INC. PO BOX 901 YOUNG HARRIS, GA 30582. NON-INVESTMENT RELATED. 5 HRS/WEEK. GENERAL ACCTING SERVICES AND PAPERWORK PROCESSING FOR 1031 EXCHANGES. 3. UNITED COMMUNITY BANK ADVISORY BOARD OF DIRECTORS, ADVISORY BOARD OF DIRECTORS. 214 NORTH MAIN ST, HIAWASSEE, GA. ATTEND BOARD MEETINGS, ADVISE ON MATTERS PERTAINING TO NORMAL BUSINESS PERSPECTIVES IN THE COMMUNITY. NOT INVESTMENT RELATED. STARTED 2/1/2014. 2-5 HOURS PER MONTH, 0 HRS DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Cline Williams JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 15, 2010 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 150-a South Main Street, Hiawassee, GA 30546

RIA

CRD#: 149124

HIAWASSEE, GA

Current

January 11, 2010 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 150-a South Main Street, Hiawassee, GA 30546

CRD#: 14752

Hiawassee, GA

Past

December 16, 2008 - December 31, 2009

EQUITY SERVICES, INC.

RIA

CRD#: 265

MONTPELIER, VT

Past

December 11, 2008 - December 31, 2009

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

December 19, 2003 - November 12, 2008

EQUITY SERVICES, INC.

RIA

CRD#: 265

HIAWASSEE, GA

Past

December 16, 2003 - November 12, 2008

EQUITY SERVICES, INC.

CRD#: 265

HIAWASSEE, GA

Past

October 20, 2003 - December 9, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

WORCESTER, MA

Past

December 11, 2002 - December 5, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

December 10, 1991 - March 6, 1992

CHATFIELD DEAN & CO., INC.

CRD#: 14714

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/11/2015)

Florida
(7/20/2010)

Georgia
(1/11/2010)

IAR

Georgia
(1/15/2010)

North Carolina
(1/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124 / SEC#: 801-69846

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

P.o. Box 32249, Raleigh, NC 27622

Phone number

(919) 831-2370

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	8,619
AUM (Assets Under Management)	$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert C. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Cline Williams JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL INVESTMENT GROUP, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2003

Series 63

Date: 12/11/1991

SIE

Date: 10/1/2018

Series 7

Date: 12/10/2002

FINRA

Current Firm

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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