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Robert C. Williams

CAPITAL INVESTMENT ADVISORY SERVICES
HIAWASSEE, GA 30546
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CRD#: 2189828
RW
Robert Cline Williams JRCAPITAL INVESTMENT ADVISORY SERVICES

Professional summary

Robert Cline Williams JR, ChFC®, CLU®, who also goes by Robby Williams, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Hiawassee, Georgia and CAPITAL INVESTMENT GROUP, INC. located in Hiawassee, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Aliases

Robby Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Cline Williams JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

January 15, 2010 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Office #1: 150-a South Main Street, Hiawassee, GA 30546
RIA
CRD#: 149124
HIAWASSEE, GA
Current

January 11, 2010 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 150-a South Main Street, Hiawassee, GA 30546
BD
CRD#: 14752
HIAWASSEE, GA
Past

December 16, 2008 - December 31, 2009

EQUITY SERVICES, INC.

RIA
CRD#: 265
MONTPELIER, VT
Past

December 11, 2008 - December 31, 2009

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT
Past

December 19, 2003 - November 12, 2008

EQUITY SERVICES, INC.

RIA
CRD#: 265
HIAWASSEE, GA
Past

December 16, 2003 - November 12, 2008

EQUITY SERVICES, INC.

BD
CRD#: 265
HIAWASSEE, GA
Past

October 20, 2003 - December 9, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA
CRD#: 105796
WORCESTER, MA
Past

December 11, 2002 - December 5, 2003

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

December 10, 1991 - March 6, 1992

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/11/2015)
RR
Florida
(7/20/2010)
RR
Georgia
(1/11/2010)
IAR
Georgia
(1/15/2010)
RR
North Carolina
(1/11/2010)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/9/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/11/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)
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Contact information

Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts8,619
AUM (Assets Under Management)$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124Hiawassee, GA 30546

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