Jeffrey D. Rosen

BAHL & GAYNOR

Dunwoody, GA

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CRD#: 2188720

Professional summary

Jeffrey David Rosen, who also goes by Jeffrey Rosen, is a registered financial advisor currently at BAHL & GAYNOR INC located in Dunwoody, Georgia and QUASAR DISTRIBUTORS, LLC located in Portland, Maine.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Jeffrey has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Rosen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BG IS, LLC; Investment Related; Atlanta, GA; Investments; Institutional portfolio consultant; Represents the firm's investment portfolios to institutions and financial professionals in the Southeast; Start: 7/2/2023; 200 Hours Per Month and 0 during Trading. 2) Registered Representative with Quasar Distributors, LLC which is not affiliated with Bahl & Gaynor, Inc., or its affiliates. 3) Mittrosen LLC; Investment Related; Dunwoody, GA; Restaurant investment; Partner; investment in a restaurant; 0 hrs/mo.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Rosen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2024 - Present

BAHL & GAYNOR INC

RIA

CRD#: 106139

Dunwoody, GA

Current

November 13, 2023 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Past

February 25, 2016 - July 6, 2023

ADVISORS ASSET MANAGEMENT, INC.

RIA

CRD#: 46727

DUNWOODY, GA

Past

January 30, 2015 - July 6, 2023

ADVISORS ASSET MANAGEMENT, INC.

CRD#: 46727

MONUMENT, CO

Past

September 20, 2012 - January 28, 2015

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

February 7, 2012 - October 23, 2012

INNOVATION PARTNERS LLC

CRD#: 146344

NEEDHAM, MA

Past

January 21, 2010 - June 3, 2010

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

September 19, 2006 - June 5, 2009

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

DUNWOODY, GA

Past

May 7, 2002 - August 2, 2006

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

November 2, 2000 - November 9, 2001

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

September 13, 1993 - September 27, 1993

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

Past

March 25, 1992 - August 5, 1993

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

November 7, 1991 - December 3, 1991

CADARET, GRANT & CO., INC.

CRD#: 10641

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/15/2023)

IAR

Alabama
(2/28/2024)

Florida
(11/14/2023)

IAR

Florida
(3/21/2024)

Georgia
(11/15/2023)

IAR

Georgia
(3/1/2024)

South Carolina
(11/21/2023)

IAR

South Carolina
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/22/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/25/2008

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

BAHL & GAYNOR INC

BAHL & GAYNOR INC | BAHL & GAYNOR INVESTMENT COUNSEL

CRD#: 106139 / SEC#: 801-36951

RIA

Registered Investment Advisory firm - (7/13/1990 Approved)

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Contact information

Main Address

255 East Fifth Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 287-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAHL & GAYNOR ADV PART 2A (11/18/2025)

BAHL & GAYNOR ADV PART 2B (11/18/2025)

Regulatory assets under management

Total Number of Accounts	3,201
AUM (Assets Under Management)	$ 21,240,513,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Rosen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey David Rosen's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

INNOVATION PARTNERS LLC

PACIFIC SELECT DISTRIBUTORS, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

FIDELITY BROKERAGE SERVICES LLC

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

BAHL & GAYNOR INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/22/2016

Series 63

Date: 11/11/1991

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2000

Series 26

Date: 4/25/2008

FINRA

Current Firm

BAHL & GAYNOR INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAHL & GAYNOR INC

TRUST BUT VERIFY

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