Robert W. Youman

E. A. HORWITZ LLC

Deerfield, IL 60015

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CRD#: 2188234

Professional summary

Robert Wayne Youman is a registered financial advisor currently at E. A. HORWITZ LLC located in Deerfield, Illinois and LASALLE ST SECURITIES, L.L.C. located in Deerfield, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Horwitz & Associates; Investment-Related; DBA for Securities Business 2) E.A. Horwitz LLC; Investment-Related; Registered Investment Advisor (RIA); Investment Adviser Representative 3) Finward Bancorp; 9204 Columbia Ave., Munster, IN 46321; Bank Holding Company; Board Member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wayne Youman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2016 - Present

E. A. HORWITZ LLC

Office #1: 1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015

RIA

CRD#: 165561

Deerfield, IL

Current

June 23, 2023 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 1650 Lake Cook Rd Ste 190, Deerfield, IL 60015

CRD#: 7191

Deerfield, IL

Past

June 20, 2018 - June 23, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

Deerfield, IL

Past

January 8, 2016 - June 23, 2023

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

Deerfield, IL

Past

September 30, 2011 - January 19, 2016

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

CHICAGO, IL

Past

September 30, 2011 - January 19, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

CHICAGO, IL

Past

June 11, 2010 - October 10, 2011

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHICAGO, IL

Past

June 30, 2005 - October 10, 2011

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CHICAGO, IL

Past

January 16, 2004 - July 13, 2005

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

September 21, 1999 - December 19, 2003

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

July 10, 1997 - September 22, 1999

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

June 2, 1997 - June 24, 1997

ABN AMRO INCORPORATED

CRD#: 15776

Past

April 24, 1995 - July 28, 1997

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

November 25, 1991 - April 27, 1995

THE CHICAGO CORPORATION

CRD#: 1449

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

E. A. HORWITZ LLC

E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES

CRD#: 165561 / SEC#: 801-77366

RIA

Registered Investment Advisory firm - (11/16/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(6/23/2023)

Florida
(6/23/2023)

Georgia
(6/23/2023)

IAR

Illinois
(1/12/2016)

Illinois
(6/23/2023)

Indiana
(6/23/2023)

Massachusetts
(6/23/2023)

Michigan
(6/23/2023)

New York
(6/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/29/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/23/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

E. A. HORWITZ LLC

E. A. HORWITZ LLC | THE HELMSMAN GROUP | HORWITZ & ASSOCIATES

CRD#: 165561 / SEC#: 801-77366

RIA

Registered Investment Advisory firm - (11/16/2012 Approved)

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Contact information

Main Address

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015

Mailing Address

Phone number

(224) 632-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORWITZ AND ASSOC ADV PART 2 (3/28/2025)

E.A. HORWITZ ADV BROCHURE APPENDIX (3/28/2025)

Regulatory assets under management

Total Number of Accounts	369
AUM (Assets Under Management)	$ 221,419,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert W. Youman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wayne Youman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

RBC CAPITAL MARKETS, LLC

KEYBANC CAPITAL MARKETS INC.

ABN AMRO INCORPORATED

ABN AMRO INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

THE CHICAGO CORPORATION

Primary Firm SEC Registration

E. A. HORWITZ LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2010

Series 63

Date: 11/29/1991

SIE

Date: 10/1/2018

Series 7

Date: 11/23/1991

FINRA

Current Firm

E. A. HORWITZ LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

E. A. HORWITZ LLC

TRUST BUT VERIFY

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