JB
Joseph P. Bennett
STRATEGIC ADVISERS LLC
NEW YORK, NY
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CRD#: 2187009
JB
Professional summary
Joseph Paul Bennett, who also goes by Joseph P Bennett, Joseph Paul Bennett, Joseph Bennett, Joseph Paul Martucci, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph P Bennett | Joseph Paul Bennett | Joseph Bennett | Joseph Paul Martucci
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Paul Bennett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
NEW YORK, NY
Current
November 14, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
December 8, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
February 7, 2017 - August 15, 2022
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
NEW YORK, NY
Past
February 1, 2017 - August 15, 2022
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
April 24, 2003 - October 14, 2016
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
New York, NY
Past
February 22, 2002 - April 2, 2003
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
September 17, 1997 - February 22, 2002
AMERICAN INVESTMENT SERVICES, INC.
BD
CRD#: 21111
OKLAHOMA CITY, OK
Past
November 9, 1995 - September 25, 1997
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
NEW YORK, NY
Past
February 16, 1995 - October 12, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
BD
CRD#: 19924
Past
May 19, 1992 - March 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
January 15, 1992 - April 29, 1992
FIRST CHOICE SECURITIES CORP.
BD
CRD#: 17021
Past
November 25, 1991 - December 18, 1991
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/14/2022)
RR
Alaska(11/14/2022)
RR
Arizona(11/14/2022)
RR
Arkansas(11/14/2022)
RR
California(11/14/2022)
RR
Colorado(11/14/2022)
RR
Connecticut(11/14/2022)
RR
Delaware(11/14/2022)
RR
District of Columbia(11/14/2022)
RR
Florida(11/14/2022)
RR
Georgia(11/14/2022)
RR
Hawaii(11/14/2022)
RR
Idaho(11/14/2022)
RR
Illinois(11/14/2022)
RR
Indiana(11/14/2022)
RR
Iowa(11/14/2022)
RR
Kansas(11/14/2022)
RR
Kentucky(11/14/2022)
RR
Louisiana(11/14/2022)
RR
Maine(11/14/2022)
RR
Maryland(11/14/2022)
RR
Massachusetts(11/14/2022)
RR
Michigan(11/14/2022)
RR
Minnesota(11/14/2022)
RR
Mississippi(11/14/2022)
RR
Missouri(11/14/2022)
RR
Montana(11/14/2022)
RR
Nebraska(11/14/2022)
RR
Nevada(11/14/2022)
RR
New Hampshire(11/14/2022)
RR
New Jersey(11/14/2022)
RR
New Mexico(11/14/2022)
RR
New York(11/14/2022)
IAR
New York(3/31/2025)
RR
North Carolina(11/14/2022)
RR
North Dakota(11/14/2022)
RR
Ohio(11/14/2022)
RR
Oklahoma(11/14/2022)
RR
Oregon(11/14/2022)
RR
Pennsylvania(11/14/2022)
RR
Puerto Rico(11/14/2022)
RR
Rhode Island(11/14/2022)
RR
South Carolina(11/14/2022)
RR
South Dakota(11/14/2022)
RR
Tennessee(11/14/2022)
RR
Texas(11/14/2022)
IAR
Texas(3/31/2025)
RR
Utah(11/14/2022)
RR
Vermont(11/14/2022)
RR
Virgin Islands(11/14/2022)
RR
Virginia(11/14/2022)
RR
Washington(11/14/2022)
RR
West Virginia(11/14/2022)
RR
Wisconsin(11/14/2022)
RR
Wyoming(11/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
