Andrew S. Klick

BUTLER CAPITAL PARTNERS

OLD WESTBURY, NY

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CRD#: 2186884

Professional summary

Andrew Scott Klick is a registered financial professional currently at BUTLER CAPITAL PARTNERS located in Old Westbury, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1991. Andrew has worked at 19 firms and has passed the Series 63, Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Scott Klick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2021 - Present

BUTLER CAPITAL PARTNERS

Office #2: 326 Centre Island Road, Oyster Bay, NY 11771

CRD#: 114242

OLD WESTBURY, NY

Past

September 1, 2021 - August 20, 2024

GRAFINE CAPITAL PARTNERS LLC

CRD#: 302046

NEW YORK, NY

Past

June 2, 2020 - June 15, 2020

BHA SELECT NETWORK, LLC

CRD#: 168883

BOSTON, MA

Past

May 22, 2020 - December 3, 2021

IDB CAPITAL CORP.

CRD#: 106032

NEW YORK, NY

Past

January 24, 2019 - September 29, 2019

SBC PARTNERS

CRD#: 284750

NEW YORK, NY

Past

June 1, 2018 - August 17, 2018

LWPARTNERS CAPITAL GROUP LLC

CRD#: 167438

NEW YORK, NY

Past

February 14, 2017 - May 16, 2017

STANDARD INVESTMENT CHARTERED INCORPORATED

CRD#: 23505

NEWPORT BEACH, CA

Past

December 23, 2016 - February 26, 2019

SHOREBRIDGE CAPITAL SECURITIES, LLC

CRD#: 269991

NEW YORK, NY

Past

December 13, 2016 - February 22, 2019

BUTLER CAPITAL PARTNERS

CRD#: 114242

NEW YORK, NY

Past

November 9, 2016 - February 28, 2018

QUANTEDGE CAPITAL USA INC.

CRD#: 281626

NEW YORK, NY

Past

May 12, 2011 - July 20, 2016

IDB CAPITAL CORP.

CRD#: 106032

NEW YORK, NY

Past

November 3, 2010 - May 6, 2011

INDEPENDENT BROKERAGE SOLUTIONS LLC

CRD#: 153563

NEW YORK, NY

Past

July 18, 2007 - June 2, 2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

NEW YORK, NY

Past

July 18, 2007 - June 2, 2008

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

November 30, 2000 - November 7, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 30, 2000 - November 7, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 13, 1995 - April 2, 1996

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 13, 1995 - April 2, 1996

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 8, 1993 - May 23, 1995

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

June 29, 1993 - November 12, 1993

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

February 18, 1993 - November 5, 1993

ROBERT TODD FINANCIAL CORP.

CRD#: 7423

NEW YORK, NY

Past

July 28, 1992 - February 12, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 5, 1991 - May 19, 1992

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(11/8/2021)

New York
(11/8/2021)

Exams

State Security Law Exam

Series 63

Date: 2/25/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/15/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 6/27/2014

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BUTLER CAPITAL PARTNERS

BUTLER CAPITAL INVESTMENTS, LLC | NORTH CREEK BUTLER | BUTLER CAPITAL PARTNERS

CRD#: 114242 / SEC#: , 8-53413

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

326 Centre Island Road, Oyster Bay, NY 11771

Mailing Address

Po Box 1358, Bayville, NY 11709

Phone number

(516) 333-2100

Established

New York since 04/16/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BUTLER, R ALAN JR	MANAGING MEMBER	1049661
KEMPER, ANTOINE CLAUDE JR	COO	1395246
KLICK, ANDREW SCOTT	CHIEF COMPLIANCE OFFICER	2186884
RIP, OLGA	FINANCIAL AND OPERATIONAL PRINCIPAL (FINOP)/CHIEF FINANCIAL OFFICER (CFO)	5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew S. Klick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Scott Klick's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAFINE CAPITAL PARTNERS LLC

BHA SELECT NETWORK, LLC

IDB CAPITAL CORP.

SBC PARTNERS

LWPARTNERS CAPITAL GROUP LLC

STANDARD INVESTMENT CHARTERED INCORPORATED

SHOREBRIDGE CAPITAL SECURITIES, LLC

BUTLER CAPITAL PARTNERS

QUANTEDGE CAPITAL USA INC.

IDB CAPITAL CORP.

INDEPENDENT BROKERAGE SOLUTIONS LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FIRST MONTAUK SECURITIES CORP.

ROBERT THOMAS SECURITIES, INC

ROBERT TODD FINANCIAL CORP.

LEHMAN BROTHERS INC.

HIBBARD BROWN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2016

Series 66

Date: 11/15/2000

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/17/2007

Series 14

Date: 1/2/2023

Series 53

Date: 6/27/2014

Series 24

Date: 9/10/2010

FINRA

Current Firm

BUTLER CAPITAL PARTNERS

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BUTLER CAPITAL PARTNERS

TRUST BUT VERIFY

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