Nancy Weisel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Weisel, who also goes by Nancy Beth Weisel, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1991. Nancy had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2011 - February 6, 2018
ABERDEEN FUND DISTRIBUTORS, LLC
May 17, 2010 - October 22, 2010
QUASAR DISTRIBUTORS, LLC
August 25, 2008 - October 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 25, 2008 - October 22, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 7, 2000 - March 19, 2008
NEUBERGER BERMAN MANAGEMENT LLC
December 17, 1997 - March 19, 2008
NEUBERGER BERMAN BD LLC
December 11, 1997 - March 19, 2008
NEUBERGER BERMAN BD LLC
October 29, 1993 - January 1, 1998
FAM DISTRIBUTORS, INC.
November 11, 1991 - February 13, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/13/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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