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Deborah Kay Johnson

CRD# 2186566·Registered 1991 - 2013
Previously Registered: Being a previously registered professional could mean that Deborah is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Deborah Kay Johnson, who also goes by Debbie Kay Johnson, Debbie Johnson, was a registered financial advisor. Deborah was a previously registered financial professional and started their career in finance 1991 - 2013. Deborah had worked at 9 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Debbie Kay Johnson, Debbie Johnson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

PNC MANAGED ACCOUNT SOLUTIONS, INC.·CRD# 110476
RIA
Phoenix, AZ
June 27, 2013 - December 18, 2013
BBVA SECURITIES INC.·CRD# 27060
BD
Phoenix, AZ
June 11, 2013 - December 18, 2013
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Sun City, AZ
June 4, 2009 - October 11, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Sun City, AZ
May 4, 2009 - October 11, 2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC·CRD# 17086
BD
Chandler, AZ
July 4, 2007 - October 23, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Chicago, IL
July 6, 2005 - October 11, 2005
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
July 6, 2005 - October 11, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Scottsdale, AZ
October 30, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
June 20, 1997 - July 6, 2005
WELLS FARGO SECURITIES INC.·CRD# 17438
BD
San Francisco, CA
August 19, 1996 - April 17, 1997
FIRST INTERSTATE INVESTMENTS,INC.·CRD# 17101
BD
January 24, 1996 - August 19, 1996
KEY INVESTMENTS INC.·CRD# 15873
BD
Cleveland, OH
July 14, 1994 - June 14, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
December 11, 1991 - June 21, 1994

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Current Firm

PM
PNC MANAGED ACCOUNT SOLUTIONS, INC.

ALFRED B. BRADY III | THOMAS E. SAMUELS JR. | SURESH RAGHAVAN | STAVIS MARGOLIS ADVISORY SERVICES INC | ROY T. MANICOM | RICHARD SAETTONE | PNC MANAGED ACCOUNT SOLUTIONS, INC. | MICHAEL SANDEEN | MARY K. MARGOLIS | GERRALD GIBLIN | GAIL VAN NEST | FRANK POHAR | EDWIN TREY MAXWELL | DEBORAH MCCULLY STAVIS | DAVID BUSBEE | CLAYTON COOKE | BBVA WEALTH SOLUTIONS INC.

CRD#: 110476 / SEC#: 801-56131

Contact Information

Main Address

2200 Post Oak Blvd., Houston, TX 77056-4700

Mailing Address

1900 East Ninth Street, Cleveland, OH 44114

Phone Number

(800) 762-6111

# of Employees

21

Documents

Latest Form ADV

Part 2 Brochures

PNC GLOBAL DIRECTIONS FORM ADV PART 2A (3/31/2023)

Regulatory Assets Under Management

Total Number of Accounts

768

AUM (Assets Under Management)

$588,442,024

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2009About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1991About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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