Deborah K. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Kay Johnson, who also goes by Debbie Kay Johnson, Debbie Johnson, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1991. Deborah had worked at 9 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2013 - December 18, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
June 11, 2013 - December 18, 2013
BBVA SECURITIES INC.
June 4, 2009 - October 11, 2011
CHASE INVESTMENT SERVICES CORP.
May 4, 2009 - October 11, 2011
CHASE INVESTMENT SERVICES CORP.
July 4, 2007 - October 23, 2007
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 6, 2005 - October 11, 2005
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - October 11, 2005
CHASE INVESTMENT SERVICES CORP.
October 30, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
June 20, 1997 - July 6, 2005
BANC ONE SECURITIES CORPORATION
August 19, 1996 - April 17, 1997
WELLS FARGO SECURITIES INC.
January 24, 1996 - August 19, 1996
FIRST INTERSTATE INVESTMENTS,INC.
July 14, 1994 - June 14, 1995
KEY INVESTMENTS INC.
December 11, 1991 - June 21, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
