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TW

Todd Brinson Wyche

CRD# 2186536·Registered 1992 - 2022
Previously Registered: Being a previously registered professional could mean that Todd is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Todd Brinson Wyche was a registered financial advisor. Todd was a previously registered financial professional and started their career in finance 1992 - 2022. Todd had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SAN BLAS SECURITIES LLC·CRD# 290605
BD
Chicago, IL
November 23, 2021 - May 31, 2022
IFS SECURITIES·CRD# 40375
BD
Corvallis, MT
January 21, 2015 - November 15, 2019
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
Corvallis, MT
August 22, 2013 - October 26, 2016
RAMIUS SECURITIES LLC·CRD# 41076
BD
New York, NY
September 27, 1999 - September 24, 2002
WYCHE SECURITIES, INC.·CRD# 40772
BD
New York, NY
August 28, 1996 - June 19, 2017
ENCLAVE CAPITAL LLC·CRD# 22732
BD
Miami, FL
March 16, 1995 - December 11, 1996
FLETCHER CAPITAL MARKETS, INC.·CRD# 24428
BD
January 8, 1992 - September 21, 1992

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Current Firm

SB
SAN BLAS SECURITIES LLC

IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: 8-70036
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

233 S Wacker Dr Suite 4400, Chicago, IL 60606

Mailing Address

3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184

Phone Number

(773) 661-4448

Established

Delaware since 04/13/2017

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER—
BOTERO, PETERCCO2809436
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2001

Series 7 — General Securities Representative Examination

Passed Mar 1995About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1996About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Apr 1995About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jan 1992About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TW
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