Nicholas D'amico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas D'amico JR, who also goes by Nicholas Damico Jr, Nicholas Damico, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1992. Nicholas had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2012 - March 26, 2014
NATIONAL SECURITIES CORPORATION
July 27, 2011 - November 3, 2011
NATIONAL SECURITIES CORPORATION
August 10, 2010 - July 28, 2011
J.P. TURNER & COMPANY, L.L.C.
October 22, 2004 - January 29, 2010
NEWBRIDGE SECURITIES CORPORATION
June 17, 2004 - December 17, 2004
LH ROSS & COMPANY, INC.
November 17, 2000 - June 21, 2004
FIRST MONTAUK SECURITIES CORP.
October 1, 1992 - November 22, 2000
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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