CB
Christopher T. Brothers
THINKEQUITY
Fort Lauderdale, FL 33301
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CRD#: 2186156
CB
Professional summary
Christopher Thomas Brothers, who also goes by Chris Brothers, Christopher T Brothers, is a registered financial professional currently at THINKEQUITY LLC located in Fort Lauderdale, Florida.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1992. Christopher has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Chris Brothers | Christopher T Brothers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher Thomas Brothers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2026 - Present
THINKEQUITY LLC
Office #1: 501 East Las Olas Boulevard Suite 200 & 300, Fort Lauderdale, FL 33301BD
CRD#: 20996
Fort Lauderdale, FL
Past
November 18, 2009 - May 11, 2026
MAXIM GROUP LLC
BD
CRD#: 120708
Ft Lauderdale, FL
Past
October 30, 2007 - November 23, 2009
ADVANCED EQUITIES, INC.
RIA
CRD#: 35545
NEW YORK, NY
Past
October 29, 2007 - November 23, 2009
ADVANCED EQUITIES, INC.
BD
CRD#: 35545
NEW YORK, NY
Past
March 24, 2003 - October 30, 2007
MAXIM GROUP LLC
BD
CRD#: 120708
NEW YORK, NY
Past
January 9, 1998 - March 20, 2003
KSH INVESTMENT GROUP, INC.
BD
CRD#: 41817
GREAT NECK, NY
Past
November 21, 1995 - December 13, 1995
AMERICORP SECURITIES, INC.
BD
CRD#: 30405
NEW YORK, NY
Past
July 9, 1993 - January 6, 1998
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Past
October 2, 1992 - July 8, 1993
BLUESTONE CAPITAL CORP.
BD
CRD#: 13516
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/4/2026)
RR
Arizona(5/4/2026)
RR
California(5/4/2026)
RR
Connecticut(5/4/2026)
RR
District of Columbia(5/4/2026)
RR
Florida(5/4/2026)
RR
Idaho(5/15/2026)
RR
Indiana(5/15/2026)
RR
Kansas(5/4/2026)
RR
Louisiana(5/4/2026)
RR
Michigan(5/4/2026)
RR
Minnesota(5/15/2026)
RR
Mississippi(5/4/2026)
RR
Nebraska(5/4/2026)
RR
Nevada(5/4/2026)
RR
New Hampshire(5/4/2026)
RR
New Mexico(5/4/2026)
RR
New York(5/4/2026)
RR
North Dakota(5/4/2026)
RR
Ohio(5/4/2026)
RR
Oregon(5/4/2026)
RR
Pennsylvania(5/4/2026)
RR
Puerto Rico(5/4/2026)
RR
South Carolina(5/4/2026)
RR
South Dakota(5/15/2026)
RR
Tennessee(5/4/2026)
RR
Virgin Islands(5/4/2026)
RR
Washington(5/4/2026)
RR
West Virginia(5/4/2026)
RR
Wisconsin(5/4/2026)
RR
Wyoming(5/4/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
TL
THINKEQUITY LLC
FORDHAM FINANCIAL MANAGEMENT, INC. | THINKEQUITY LLC
CRD#: 20996 / SEC#: , 8-38622
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
17 State Street 41st Floor, New York, NY, 10004
Mailing Address
17 State Street 41st Floor, New York, NY, 10004
Phone number
(212) 732-8500
Established
Delaware since 08/13/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAIGOBIND, RAMNARAIN JOSEPH JR | CHIEF EXECUTIVE OFFICER, GENERAL PRINCIPAL | 2273469 |
| FORDHAM HOLDING GROUP, INC. | SHAREHOLDER | |
| BAQUET, EDWARD MANUEL | OPTIONS PRINCIPAL | 4986983 |
| BAQUET, WILLIAM | GENERAL PRINCIPAL, PRESIDENT, DIRECTOR, SECRETARY, TREASURER, HEAD OF TRADING, NYSE GP, NYSE GS CHIEF OPERATING OFFICER | 1332676 |
| BOYLE, BRUCE | COMPLIANCE OFFICER, OPTIONS PRINCIPAL | 1796066 |
| CHOUDHARY, CHIRAG | HEAD OF EQUITY CAPITAL MARKETS AND INSTITUTIONAL SALES | 4534379 |
| GIORDANO, CHARLES FRANCIS | MANAGING DIRECTOR, GENERAL PRINCIPAL | 2124257 |
| HENDERSON, PHYLLIS ANNE | CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, NYSE GP, NYSE GS | 1343053 |
| KRIM, ALAN MITCHELL | CFO, FINOP, NYSE FI | 2785337 |
| KUMAR, ASHOK | MANAGING DIRECTOR, RESEARCH | 2374960 |
| LORD, ERIC | HEAD OF INVESTMENT BANKING | 5232206 |
| MANCUSO, PETER VINCENT | MANAGING DIRECTOR, EQUITY TRADING, NYSE COMPLIANCE OFFICER, FLOOR SUPERVISOR | 2357435 |
| MANGAN, KEVIN ROBERT | MANAGING DIRECTOR, HEAD OF EQUITY SYNDICATE | 5365766 |
| MOHAMMED, SABRINA JASMINE | FINOP | 7151560 |
| NASH, KELLY | SUPERVISORY ANALYST, RESEARCH PRINCIPAL | 3017718 |
| QUARTUCCIO, PHILIP PAUL | MANAGING DIRECTOR, HEAD OF GLOBAL TRADING | 2397864 |
| ROTHBAUM, SCOTT | SUPERVISOR - SALES | 5237026 |
| SINGER, JEFFREY DAVID | HEAD OF DEBT CAPITAL MARKETS | 4829339 |
| SKOP, CRAIG MICHAEL | S-24 SUPERVISOR - CORPORATE ACCESS | 2301924 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THINKEQUITY LLC
CRD#: 20996Fort Lauderdale, FL 33301TRUST BUT VERIFY
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