Dennis B. Pellegrini

BLACKRIDGE ASSET MANAGEMENT

Wyomissing, PA 19610

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CRD#: 2185629

Professional summary

Dennis Biagio Pellegrini, who also goes by Dennis B Pellegrini, is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Wyomissing, Pennsylvania and PEAK BROKERAGE SERVICES, LLC located in Wyomissing, Pennsylvania.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Dennis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis B Pellegrini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Four Legged T Shirts LLC POSITION: Owner NATURE: Retail Sales INVESTMENT RELATED: No NUMBER OF HOURS: .5 SECURITIES TRADING HOURS: 0 START DATE: June 2018 ADDRESS: 815 Elm St. Riverview Park, Reading PA 19605 DESCRIPTION: Offer Tshirts for sale 2) DENNIS B. PELLEGRINI POSITION: Agent NATURE: Insurance: Life, Disablility, LTC, Fixed & Index Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2006 ADDRESS: 49 Commerce Dr, Wyomissing PA 19610 DESCRIPTION: Advise clients on Risk Management, and provide solutions. 3) SAGE SCHOLARS POSITION: Partner NATURE: SCHOLARSHIP INVESTMENT RELATED: No NUMBER OF HOURS: 2.5hr SECURITIES TRADING HOURS: 0 START DATE: 01/03/2007 ADDRESS: 21 S. 12th Street, Philadelphia PA 19107 DESCRIPTION: Offer scholarship credits to qualified prospects.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Biagio Pellegrini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2016 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 49 Commerce Dr., Wyomissing, PA 19610

RIA

CRD#: 277085

Wyomissing, PA

Current

August 26, 2016 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 49 Commerce Dr., Wyomissing, PA 19610

CRD#: 157045

Wyomissing, PA

Past

March 5, 2007 - August 29, 2016

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

WYOMISSING, PA

Past

December 1, 2006 - August 29, 2016

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

WYOMISSING, PA

Past

October 31, 2005 - December 13, 2006

OSAIC SERVICES, INC.

CRD#: 133763

WYOMMISSING, PA

Past

April 28, 1997 - October 31, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

September 9, 1994 - April 21, 1997

HACKETT ASSOCIATES, INC.

CRD#: 2106

WYOMISSING, PA

Past

December 16, 1993 - June 6, 1994

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

April 8, 1992 - January 24, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

April 8, 1992 - January 24, 1994

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(8/26/2016)

IAR

Pennsylvania
(8/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/5/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/7/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/14/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis B. Pellegrini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Biagio Pellegrini's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

OSAIC SERVICES, INC.

SENTRA SECURITIES CORPORATION

HACKETT ASSOCIATES, INC.

MARKETING ONE SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2005

Series 63

Date: 5/5/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/31/1996

Series 6

Date: 4/7/1992

Series 24

Date: 3/14/1997

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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