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Daniel Jay Subarsky

CRD# 2185543·Registered 1992 - 2000
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Jay Subarsky, who also goes by Daniel J Subarsky, Danny Subarsky, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1992 - 2000. Daniel had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel J Subarsky, Danny Subarsky

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

CANTOR FITZGERALD SECURITIES·CRD# 19660
BD
New York, NY
March 29, 2000 - June 7, 2000
ROAN CAPITAL PARTNERS L.P.·CRD# 33063
BD
New York, NY
April 28, 1997 - July 26, 1999
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
May 16, 1995 - April 23, 1997
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 22, 1994 - May 11, 1995
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
New York, NY
April 22, 1993 - September 21, 1994
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
October 23, 1992 - April 29, 1993
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
April 27, 1992 - October 23, 1992

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Current Firm

CF
CANTOR FITZGERALD SECURITIES

CANTOR FITZGERALD SECURITIES | CANTOR FITZGERALD SECURITIES CORP.

CRD#: 19660 / SEC#: 8-37708
BD
Terminated by SEC on 12/24/2006

Contact Information

Established

New York since 09/25/1992

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CFLP CFS I HOLDINGS, L.P.MANAGING PARTNER—
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER1161513
CFGM CFS HOLDINGS, LLCPARTNER—
GOLDMAN, IRVIN JANCEO AND PRESIDENT DEBT CAPITAL MARKETS AND ASSET MANGEMENT1265520
LIPSON, RICHARD ROBERTCHIEF FINANCIAL OFFICER2378464
MERKEL, STEPHEN MCHIEF LEGAL OFFICE2366318
WELS, ANDREW CRAIGCHIEF COMPLIANCE OFFICE1970864

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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