Richard J. Hagen

TOSS SECURITIES US LLC

John's Island, SC

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CRD#: 2185011

Professional summary

Richard John Hagen JR, who also goes by Rich Hagen, Richard Hagen, Richie Hagen, is a registered financial professional currently at TOSS SECURITIES US LLC located in John's Island, South Carolina.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 10 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 24, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rich Hagen | Richard Hagen | Richie Hagen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard John Hagen JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

TOSS SECURITIES US LLC

CRD#: 333338

John's Island, SC

Past

April 15, 2022 - September 28, 2022

ALL OF US SECURITIES LLC

CRD#: 292163

SAN JOSE, CA

Past

November 24, 2015 - March 30, 2016

MB TRADING

CRD#: 30330

Charlotte, NC

Past

July 24, 2012 - December 20, 2012

ZECCO TRADING, INC.

CRD#: 135398

GLENDALE, CA

Past

November 29, 2005 - March 7, 2019

ALLY INVEST SECURITIES LLC

CRD#: 136131

CHARLOTTE, NC

Past

March 8, 2004 - June 8, 2005

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

May 24, 2001 - September 5, 2002

GOLDMAN SACHS CUSTODY SOLUTIONS

CRD#: 48015

MCLEAN, VA

Past

September 30, 1997 - February 2, 2001

SURETRADE INC.

CRD#: 43625

LINCOLN, RI

Past

December 13, 1994 - November 10, 1997

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

April 9, 1992 - October 19, 1994

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2025

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 6/18/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/2025

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/31/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/2/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

TOSS SECURITIES US LLC

TOSS SECURITIES US LLC | TSA FINANCIAL LLC

CRD#: 333338 / SEC#: , 8-71293

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1250 Broadway Suite 2601, New York, NY 10001

Mailing Address

1250 Broadway Suite 2601, New York, NY 10001

Phone number

(561) 926-1810

Established

Delaware since 08/23/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TOSS SECURITIES AMERICAS INC.	SOLE MEMBER
DONOVAN, ROBERTO ETTORE	CHIEF COMPLIANCE OFFICER	2389987
HAGEN, RICHARD JOHN JR	CHIEF EXECUTIVE OFFICER	2185011
SILVESTRO, MICHELE ANN	FINOP, PFO, POO	6960939

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard J. Hagen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard John Hagen JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALL OF US SECURITIES LLC

MB TRADING

ZECCO TRADING, INC.

ALLY INVEST SECURITIES LLC

AMERIPRISE ADVISOR SERVICES, INC.

GOLDMAN SACHS CUSTODY SOLUTIONS

SURETRADE INC.

QUICK & REILLY, INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/17/1992

Series 7TO

Date: 6/18/2025

Series 99TO

Date: 6/18/2025

SIE

Date: 10/1/2018

Series 7

Date: 4/8/1992

Series 24

Date: 6/18/2025

Series 4

Date: 7/31/1996

Series 8

Date: 8/2/1994

FINRA

Current Firm

TOSS SECURITIES US LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TOSS SECURITIES US LLC

TRUST BUT VERIFY

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