David M. Lehrfeld
Professional summary
David Michael Lehrfeld is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 3, Series 16, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Michael Lehrfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017April 29, 2014 - December 10, 2024
COWEN AND COMPANY
November 1, 2010 - April 29, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 19, 1998 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 21, 1998 - April 29, 1998
CREDIT AGRICOLE SECURITIES (USA) INC.
August 7, 1997 - March 24, 1998
ING BARING (U.S.) SECURITIES, INC.
January 1, 1996 - July 25, 1997
HSBC SECURITIES (USA) INC.
November 17, 1995 - January 1, 1996
JAMES CAPEL INCORPORATED
August 4, 1992 - October 20, 1995
CREDIT AGRICOLE SECURITIES (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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