GS
Gary R. Schwartz
MADISON ADVISORY SERVICES
WHITE PLAINS, NY 10604
Some features on this profile are disabled
CRD#: 2184551
GS
Professional summary
Gary Robert Schwartz is a registered financial advisor currently at MADISON ADVISORY SERVICES, INC. located in White Plains, New York and CAMBRIDGE INVESTMENT RESEARCH, INC. located in West Harrison, New York.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Gary has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MADISON ADVISORY SERVICES, 10 New King St, Ste 104, White Plains NY 10604, United States, 06/01/2010, Owner, RIA Affiliation - other than CIRA, NIR, 100 HR/MO - 100 HR/MO TRADING 2. MADISON PLANNING GROUP- GARY SCHWARTZ, 10 New King St, Ste 104, White Plains NY 10604, United States, 06/01/2001, Agent, Insurance/Benefits/Human Resources, NIR, 50 HR/MO - 50 HR/MO TRADING 3. MADISON FAMILY HOLDINGS LLC, 10 New King St, Ste 104, White Plains NY 10604, United States, 01/01/2021, Owner, NIR, 1 HR/MO - 1 HR/MO TRADING 4. 4119 BLACKHORSE LLC, 10 New King St, Ste 104, White Plains NY 10604, United States, 04/21/2025, Owner, Real Estate, NIR, 1 HR/MO - 1 HR/MO TRADING 5. DIVIDED SKY FOUNDATION, 262 Fox Lane, Ludlow VT 05149, United States, 04/03/2023, Board Member, Volunteer, NIR, 10 HR/MO - 10 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Gary Robert Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2012 - Present
MADISON ADVISORY SERVICES, INC.
Office #1: 10 New King St Suite 104, White Plains, NY 10604RIA
CRD#: 132386
WHITE PLAINS, NY
Current
July 30, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 10 New King St. Ste. 104, West Harrison, NY 10604BD
CRD#: 39543
West Harrison, NY
Past
August 2, 2021 - July 30, 2025
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
WHITE PLAINS, NY
Past
June 19, 2015 - August 5, 2021
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WHITE PLAINS, NY
Past
September 13, 2004 - August 5, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
WHITE PLAINS, NY
Past
November 18, 1997 - September 20, 2004
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WHITE PLAINS, NY
Past
March 22, 1995 - September 20, 2004
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
February 28, 1995 - March 22, 1995
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Past
July 15, 1994 - February 22, 1995
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
November 4, 1991 - June 15, 1994
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 4, 1991 - June 15, 1994
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON ADVISORY SERVICES, INC.
MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.
CRD#: 132386 / SEC#: 801-106492
RIA
Registered Investment Advisory firm - (8/10/2015 Approved)Florida
Registered Investment Advisory firm - (10/29/2015 Terminated)New Jersey
Registered Investment Advisory firm - (8/11/2015 Terminated)New York
Registered Investment Advisory firm - (10/29/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/30/2025)
RR
California(7/30/2025)
RR
Colorado(7/30/2025)
RR
Connecticut(7/30/2025)
RR
Delaware(8/1/2025)
IAR
Florida(2/4/2013)
RR
Florida(7/30/2025)
RR
Georgia(7/30/2025)
RR
Illinois(7/30/2025)
IAR
Louisiana(11/18/2021)
RR
Massachusetts(8/4/2025)
RR
Michigan(7/30/2025)
RR
Mississippi(7/30/2025)
RR
New Jersey(7/30/2025)
IAR
New York(7/7/2021)
RR
New York(7/30/2025)
RR
North Carolina(8/7/2025)
RR
Pennsylvania(7/30/2025)
RR
Rhode Island(7/31/2025)
RR
South Carolina(7/30/2025)
IAR
Texas(10/18/2021)
RR
Texas(7/30/2025)
RR
Virginia(7/30/2025)
RR
Washington(7/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON ADVISORY SERVICES, INC.
MADISON | MADISON PLANNING GROUP | MADISON PLANNING | MADISON ADVISORY SERVICES, INC.
CRD#: 132386 / SEC#: 801-106492
RIA
Registered Investment Advisory firm - (8/10/2015 Approved)Florida
Registered Investment Advisory firm - (10/29/2015 Terminated)New Jersey
Registered Investment Advisory firm - (8/11/2015 Terminated)New York
Registered Investment Advisory firm - (10/29/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 New King St Suite 104, White Plains, NY 10604
Mailing Address
Phone number
(914) 328-8558
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,210 |
| AUM (Assets Under Management) | $ 428,867,970 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
