Enrique Pascual
Professional summary
Enrique Pascual JR, who also goes by Enrique Pascual Imbert, Enrique Pascual, Enrique Pascual Imbert, is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in San Juan, .
Enrique is registered as a RR (Registered Representative) and started their career in finance in 1992. Enrique has worked at 11 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Enrique Pascual JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2019 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 1369 Ashford Avenue Ac Hotel Mezzanine Level, San Juan, PR 00907September 13, 2013 - June 10, 2019
HERBERT J. SIMS & CO, INC.
August 9, 2013 - October 11, 2013
ORIENTAL FINANCIAL SERVICES LLC
March 31, 2009 - August 8, 2013
OFS SECURITIES, INC.
September 9, 2008 - March 4, 2009
SAMUEL A. RAMIREZ & COMPANY, INC.
January 2, 1998 - August 15, 2008
SANTANDER SECURITIES LLC
January 10, 1997 - December 4, 1997
DORAL SECURITIES, INC.
June 21, 1994 - September 18, 1996
BARNETT INVESTMENTS, INC.
July 9, 1992 - June 17, 1994
MORGAN STANLEY DW INC.
April 16, 1992 - August 5, 1992
UBS FINANCIAL SERVICES INC.
February 27, 1992 - April 21, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2019)
(6/11/2019)
Exams
FINRA
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
