PP
Paul E. Petrie
CETERA INVESTMENT ADVISERS LLC
STONEHAM, MA 02180
Some features on this profile are disabled
CRD#: 2184270
PP
Professional summary
Paul Edward Petrie, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Stoneham, Massachusetts and CETERA WEALTH SERVICES, LLC located in Stoneham, Massachusetts.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LICENSED INSURANCE AGENT OFFERING NON-VARIABLE INSURANCE PRODUCTS WINCHESTER FINANCIAL GROUP, INC AT BUSINESS ADDRESS FOR 20 TRADING AND 5 NON TRADING HOURS SINCE 1/2000///OWNS RENTAL PROPERTY- FROM RESIDENTIAL ADDRESS - 0 HOURS INVOLVED - SINCE 4/2011 ; 2. NAME OF OTHER BUSINESS: ADVISORS ALLIANCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: REGIONAL RECRUITING START DATE: 8/2014 POSITION/TITLE/RELATIONSHIP: RECRUITER APX NUMBER OF HOURS PER WEEK: N/A NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: OBA FOR WEBSITE NAME ONLY ; 3. NAME OF OTHER BUSINESS: WOBURN LIONS CLUB INVESTMENT RELATED: NO ADDRESS: WOBURN, MA 01810 NATURE OF BUSINESS: CHARITY START DATE: 9/2017 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: NON PAID BOARD MEMBER ; 4. NAME OF OTHER BUSINESS: WINCHESTER FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA FOR INVESTMENT, ADVISORY AND FINANCIAL SERVICES ; START DATE: 09/2013 ; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS ADVISORY SERVICES AND FINANCIAL PLANNING ; 5. NAME OF OTHER BUSINESS: SUPPORTIVE LIVING INC. ; INVESTMENT RELATED: NO; ADDRESS: 400 W. CUMMINGS PARK SUITE 6100 WOBURN, MA 01801; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: ADVISORY COUNCIL MEMBER ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WORK WITH BOARD MEMBERS TO DEVELOP GIVING STRATEGY AND COLLABORATION CAMPAIGNS IN THE COMMUNITY;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Edward Petrie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180RIA
CRD#: 105644
STONEHAM, MA
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 91 Montvale Ave, Stoneham, MA 02180BD
CRD#: 13572
Stoneham, MA
Past
October 14, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
September 20, 2002 - March 23, 2004
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
STONEHAM, MA
Past
April 23, 1996 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
STONEHAM, MA
Past
January 6, 1995 - April 25, 1996
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
January 6, 1992 - December 31, 1994
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
November 26, 1991 - February 5, 1992
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/3/2013)
RR
Alaska(9/3/2013)
RR
Arizona(9/3/2013)
RR
Arkansas(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Connecticut(9/3/2013)
RR
District of Columbia(9/3/2013)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Hawaii(9/3/2013)
RR
Idaho(9/3/2013)
RR
Illinois(9/3/2013)
RR
Indiana(9/3/2013)
RR
Iowa(9/3/2013)
RR
Kansas(9/3/2013)
RR
Kentucky(9/3/2013)
RR
Louisiana(9/3/2013)
RR
Maine(9/3/2013)
RR
Maryland(9/3/2013)
RR
Massachusetts(9/3/2013)
IAR
Massachusetts(6/29/2023)
RR
Michigan(9/3/2013)
RR
Minnesota(9/3/2013)
RR
Missouri(10/8/2015)
RR
Nevada(9/3/2013)
RR
New Hampshire(9/3/2013)
RR
New Jersey(9/3/2013)
RR
New Mexico(9/3/2013)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
RR
North Dakota(9/3/2013)
RR
Ohio(9/3/2013)
RR
Oklahoma(9/3/2013)
RR
Oregon(9/3/2013)
RR
Pennsylvania(9/3/2013)
RR
Rhode Island(9/3/2013)
RR
South Carolina(9/3/2013)
RR
South Dakota(9/3/2013)
RR
Texas(1/20/2015)
IAR
Texas(6/29/2023)
RR
Utah(9/3/2013)
RR
Vermont(9/3/2013)
RR
Virginia(9/3/2013)
RR
Washington(9/3/2013)
RR
West Virginia(9/3/2013)
RR
Wisconsin(9/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Stoneham, MA 02180TRUST BUT VERIFY
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