Douglas D. Zeidler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Dennis Zeidler, who also goes by Doug D. Zeidler, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1991. Douglas had worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2010 - March 28, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 7, 2010 - March 28, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 13, 2009 - October 5, 2010
PNC WEALTH MANAGEMENT LLC
November 13, 2009 - October 5, 2010
PNC WEALTH MANAGEMENT LLC
January 26, 2006 - November 13, 2009
NATCITY INVESTMENTS, INC.
January 26, 2006 - November 13, 2009
NATCITY INVESTMENTS, INC.
January 23, 2006 - January 30, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
November 17, 2005 - January 30, 2006
J.J.B. HILLIARD, W.L. LYONS, LLC
April 7, 2004 - February 23, 2005
MORGAN STANLEY DW INC.
February 23, 2004 - February 23, 2005
MORGAN STANLEY DW INC.
May 23, 2002 - February 17, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 1999 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
April 19, 1999 - May 13, 2002
NATCITY INVESTMENTS, INC.
July 8, 1993 - January 20, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 1991 - April 30, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 24, 1991 - April 30, 1993
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
