Richard T. Estes
Professional summary
Richard Timothy Estes, CFP®, who also goes by Tim Estes, is a registered financial advisor currently at ESTES FINANCIAL SERVICES, INC. located in Fort Worth, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Timothy Estes's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
March 14, 2008 - Present
ESTES FINANCIAL SERVICES, INC.
Office #1: 2501 Parkview Drive Suite 228, Fort Worth, TX 76102January 3, 2007 - March 17, 2008
TRIAD ADVISORS LLC
January 3, 2007 - December 31, 2017
TRIAD ADVISORS LLC
April 1, 1996 - December 31, 2006
SIGNAL SECURITIES, INC.
April 1, 1996 - December 31, 2006
SIGNAL SECURITIES, INC.
March 8, 1994 - March 25, 1996
BROOKSTREET SECURITIES CORPORATION
June 10, 1992 - May 19, 1994
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/2/2015)
(3/14/2008)
Exams
Current Firm
ESTES FINANCIAL SERVICES, INC.
CRD#: 146590 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 5,428,160 |
Red Flags
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