Marc J. Bartasi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Joseph Bartasi was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1991. Marc had worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2022 - February 16, 2024
RICE FINANCIAL PRODUCTS COMPANY
May 20, 2019 - March 11, 2020
TULLETT PREBON FINANCIAL SERVICES LLC
October 11, 2017 - April 8, 2019
UNITED FIRST PARTNERS LLC
October 9, 2008 - March 8, 2017
SCOTIA CAPITAL (USA) INC.
July 30, 1996 - June 9, 2008
J.P. MORGAN SECURITIES LLC
October 10, 1991 - March 4, 1992
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 9/16/2019
Securities Trader ExamCurrent Firm
RICE FINANCIAL PRODUCTS COMPANY
CRD#: 21606 / SEC#: , 8-39085
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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