MS
Michael E. Sabelli
SAXONY CAPITAL MANAGEMENT
Boardman, OH 44512
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CRD#: 2182557
MS
Professional summary
Michael Edward Sabelli, CFP® is a registered financial advisor currently at SAXONY CAPITAL MANAGEMENT, LLC located in Boardman, Ohio and SAXONY SECURITIES, INC. located in Boardman, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Estate Planning
Comprehensive Financial Planni...
Business Succession Planning
Insurance Planning
Retirement Planning
Employee and Employer Plan Ben...
Tax Planning
Social Security Planning
Elder Care
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Michael E Sabelli & Associates; non-investment related; 850 Boardman-Canfield Rd., Boardman, OH 44512; Public Accounting & Financial Planning Firm; Owner-Sole Proprietor; started 7/2010; 1hr/week during trading hours; CPA 2) VARIOUS INSURANCE COMPANIES (OBA) FOR INVESTMENT RELATED BUSINESS; 850 BOARDMAN CANFIELD RD, BOARDMAN OH; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; BEGAN 1/2004; 5 HRS/MONTH; INSURANCE POLICY SALES; 3) Silver Lining Cancer Fund, INC.; non-investment related; PO BOX 401, CANFIELD, OH 44406; nonprofit charitable organization; board member; started 2/2011; 1hr/month during trading hours; accounting, bookkeeping and a board member. 4) CAPITAL GROUP OF AMERICA; DBA FOR INVESTMENT RELATED ACTIVITY
CRS (Client Relationship Summary) - RIA
Click below to view Michael Edward Sabelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
January 3, 2025 - Present
SAXONY CAPITAL MANAGEMENT, LLC
Office #1: 850 Boardman Canfield Road, Boardman, OH 44512RIA
CRD#: 122692
Boardman, OH
Current
August 2, 2010 - Present
SAXONY SECURITIES, INC.
Office #1: 850 Boardman Canfield Rd., Boardman, OH 44512BD
CRD#: 115547
Boardman, OH
Past
March 18, 2011 - December 31, 2024
SAXONY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 122692
YOUNGSTOWN, OH
Past
August 1, 2008 - August 3, 2010
NATIONWIDE SECURITIES, LLC
RIA
CRD#: 11173
BOARDMAN, OH
Past
August 1, 2008 - August 3, 2010
NATIONWIDE SECURITIES, LLC
BD
CRD#: 11173
BOARDMAN, OH
Past
July 12, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
BOARDMAN, OH
Past
February 10, 2006 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
BOARDMAN, OH
Past
August 29, 2000 - February 9, 2006
CAPITAL SECURITIES OF AMERICA, INC.
BD
CRD#: 36405
HARTVILLE, OH
Past
October 28, 1991 - September 6, 2000
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/10/2017)
RR
Florida(8/2/2010)
RR
Iowa(1/10/2024)
RR
Michigan(1/4/2022)
RR
New Jersey(10/23/2020)
RR
North Carolina(1/2/2019)
RR
Ohio(8/2/2010)
IAR
Ohio(1/3/2025)
RR
Oregon(8/2/2010)
RR
Pennsylvania(8/2/2010)
RR
South Carolina(5/10/2016)
RR
West Virginia(1/14/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SAXONY CAPITAL MANAGEMENT, LLC
9DOT WEALTH | SAXONY SECURITIES, INC. | SAXONY INVESTMENT MANAGEMENT CORP. | SAXONY INSURANCE AGENCY, LLC | SAXONY CAPITAL MANAGEMENT, LLC | SAXONY CAPITAL MANAGEMENT LLC. | SAXONY ADVISORS | IRONHORSE INVESTMENTS & ESTATE PLANNING
CRD#: 122692 / SEC#: 801-68385
RIA
Registered Investment Advisory firm - (10/15/2007 Approved)Arkansas
Registered Investment Advisory firm - (10/15/2007 Terminated)California
Registered Investment Advisory firm - (10/15/2007 Terminated)Connecticut
Registered Investment Advisory firm - (10/15/2007 Terminated)Florida
Registered Investment Advisory firm - (10/15/2007 Terminated)Indiana
Registered Investment Advisory firm - (10/24/2005 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Mississippi
Registered Investment Advisory firm - (10/24/2005 Terminated)Missouri
Registered Investment Advisory firm - (10/15/2007 Terminated)New Jersey
Registered Investment Advisory firm - (10/24/2007 Terminated)North Carolina
Registered Investment Advisory firm - (10/15/2007 Terminated)Ohio
Registered Investment Advisory firm - (10/15/2007 Terminated)South Carolina
Registered Investment Advisory firm - (11/9/2005 Terminated)Tennessee
Registered Investment Advisory firm - (5/31/2006 Terminated)Texas
Registered Investment Advisory firm - (10/15/2007 Terminated)Utah
Registered Investment Advisory firm - (12/31/2006 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11152 S Towne Square, Saint Louis, MO 63123
Mailing Address
Phone number
(314) 963-9336
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,307 |
| AUM (Assets Under Management) | $ 297,922,213 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
