Paul R. Coe
Professional summary
Paul Rowland Coe is a registered financial professional currently at IMPERIAL CAPITAL, LLC located in Los Angeles, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Rowland Coe's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2000 - Present
IMPERIAL CAPITAL, LLC
Office #1: 10100 Santa Monica Blvd. Suite 2400, Los Angeles, CA 90067July 11, 1994 - March 23, 2000
JEFFERIES LLC
November 13, 1991 - July 12, 1994
CP INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2000)
(3/21/2000)
(3/21/2000)
(3/21/2000)
(3/21/2000)
(3/21/2000)
(3/21/2000)
(3/21/2000)
(11/18/2019)
(3/21/2000)
(7/22/2010)
(3/21/2000)
(3/21/2000)
(3/21/2000)
(3/21/2000)
Exams
FINRA
Nasdaq Stock Market
Current Firm
IMPERIAL CAPITAL, LLC
CRD#: 43744 / SEC#: , 8-50397
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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