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MW

Melissa F. Whitney

GALLATIN CAPITAL
NEW YORK, NY 10022
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CRD#: 2181859
MW
Melissa Flowers WhitneyGALLATIN CAPITAL

Professional summary


Melissa Flowers Whitney, who also goes by Melissa Jean Flowers Ms., Melissa Flowers, Missy Flowers, Melissa Whitney Mrs., is a registered financial professional currently at GALLATIN CAPITAL LLC located in New York, New York.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 2010. Melissa has worked at 5 firms and has passed the Series 63, Series 66, Series 31, SIE, Series 3, Series 7 and Series 24 exams.

Aliases


Melissa Jean Flowers Ms. | Melissa Flowers | Missy Flowers | Melissa Whitney Mrs.

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Melissa Flowers Whitney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 8, 2026 - Present

GALLATIN CAPITAL LLC

Office #1: 444 Madison Avenue 29th Floor, New York, NY 10022
BD
CRD#: 124738
NEW YORK, NY
Past

April 12, 2018 - February 15, 2023

LAZARD ASSET MANAGEMENT SECURITIES LLC

BD
CRD#: 129119
NEW YORK, NY
Past

July 24, 2013 - April 25, 2016

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
LONDON,
Past

August 3, 2012 - April 29, 2013

HERMES FUND DISTRIBUTORS LLC

BD
CRD#: 155655
BOSTON, MA
Past

December 3, 2010 - July 14, 2011

MILLER BUCKFIRE & CO., LLC

BD
CRD#: 104156
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/24/2026)
RR
Louisiana
(4/9/2026)
RR
New York
(4/24/2026)
RR
Oklahoma
(4/8/2026)
RR
Texas
(4/8/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 4/24/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 8/24/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 12/22/2020
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/14/2012
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GC
GALLATIN CAPITAL LLC
GALLATIN CAPITAL LLC | THE SAGAMORE GROUP, LLC

CRD#: 124738 / SEC#: , 8-65718

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
444 Madison Avenue 29th Floor, New York, NY 10022
Mailing Address
444 Madison Avenue 29th Floor, New York, NY 10022
Phone number
(212) 891-7980
Established
New York since 12/04/2002
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BUSCEMI, ANTHONY RICHARDMEMBER3156872
TAMIS, JENNIFER KELLEHERPASSIVE OWNER4461249
YOUNGBLOOD, JOHN LAWRENCEMANAGING PRINCIPAL1335335
ADEN, DANA LYNFINOP AND CHIEF COMPLIANCE OFFICER2780889

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GALLATIN CAPITAL LLC

CRD#: 124738New York, NY 10022

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