Phillip G. Margy
Professional summary
Phillip George Margy, CIMA®, who also goes by Phillip G Margy, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Melbourne, Florida and TRUIST INVESTMENT SERVICES, INC. located in Brevard, North Carolina.
Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Phillip has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Phillip George Margy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 8226 N Wickham Rd Fl 2, Melbourne, FL 32940July 27, 2010 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #2: 8226 N Wickham Rd, Melbourne, FL 32940Office #3: 314 E Eau Gallie Blvd, Indian Harbour Beach, FL 32937August 9, 2010 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 1, 2003 - August 12, 2010
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - August 12, 2010
WELLS FARGO CLEARING SERVICES, LLC
January 19, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 19, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 25, 1997 - January 25, 2001
MORGAN STANLEY DW INC.
April 19, 1994 - May 9, 1997
BARNETT INVESTMENTS, INC.
February 15, 1994 - April 13, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 22, 1993 - February 15, 1994
AMERIPRISE ADVISOR SERVICES, INC.
October 21, 1991 - April 7, 1993
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2018)
(5/1/2013)
(6/13/2024)
(3/14/2013)
(3/9/2018)
(3/17/2025)
(8/9/2010)
(8/19/2016)
(8/11/2010)
(7/20/2020)
(8/12/2024)
(1/24/2022)
(7/26/2023)
(9/22/2010)
(10/12/2020)
(12/11/2020)
(1/21/2020)
(7/28/2023)
(8/23/2016)
(3/25/2018)
(5/13/2021)
(9/19/2025)
(6/10/2024)
(6/12/2024)
(8/29/2022)
(5/10/2017)
(9/20/2010)
(8/15/2025)
(6/17/2024)
(9/8/2010)
(10/29/2020)
(8/18/2020)
(8/25/2020)
(8/13/2020)
(7/30/2019)
(12/3/2013)
(6/12/2024)
(1/13/2015)
(9/19/2025)
Exams
Series 8
Date: 6/29/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
