Frank J. Columbo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank J Columbo, who also goes by Francis Colombo, Francis John Columbo Jr., Frank John Columbo, Frank John Columbo Jr., was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1991. Frank had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - December 3, 2019
FARMERS FINANCIAL SOLUTIONS, LLC
April 18, 2013 - December 31, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
October 23, 2009 - May 3, 2011
MML INVESTORS SERVICES, LLC
October 23, 2009 - May 3, 2011
MML INVESTORS SERVICES, LLC
May 15, 2008 - October 1, 2009
TD AMERITRADE, INC.
May 15, 2008 - October 1, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 17, 2008 - October 1, 2009
TD AMERITRADE, INC.
November 2, 2005 - April 12, 2006
TD WEALTH MANAGEMENT SERVICES INC.
June 6, 2005 - October 27, 2005
LPL FINANCIAL LLC
October 15, 2004 - March 28, 2005
INVEST FINANCIAL CORPORATION
May 3, 2002 - October 5, 2004
TD WEALTH MANAGEMENT SERVICES INC.
April 25, 2001 - April 18, 2002
QUICK & REILLY, INC.
October 21, 1998 - April 25, 2001
SUMMIT FINANCIAL SERVICES GROUP, INC.
April 21, 1998 - October 21, 1998
FISERV INVESTOR SERVICES, INC.
October 9, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 9, 1991 - April 23, 1998
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
