Mark D. Fadling

SEACREST WEALTH MANAGEMENT

MEDFORD, OR 97504

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CRD#: 2181133

Professional summary

Mark Dennis Fadling, who also goes by Mark Fadling, is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Medford, Oregon and PURSHE KAPLAN STERLING INVESTMENTS located in Medford, Oregon.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Fadling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SEACREST WEALTH MANAGEMENT; INVESTMENT RELATED; START DATE MARCH 2009; 120 HOURS PER MONTH; MOSTLY DURING MARKET HOURS; REGISTERED INVESTMENT ADVISOR; LOCATED AT 3255 HILLCREST PARK DRIVE, SUITE 108, MEDFORD, OR 97504

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dennis Fadling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2011 - Present

SEACREST WEALTH MANAGEMENT, LLC

Office #1: 3255 Hillcrest Park Drive Suite 108, Medford, OR 97504

RIA

CRD#: 147092

MEDFORD, OR

Current

March 27, 2009 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 3255 Hillcrest Park Dr. Suite 108, Medford, OR 97504

CRD#: 35747

Medford, OR

Past

April 2, 2007 - March 31, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MEDFORD, OR

Past

April 2, 2007 - March 31, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MEDFORD, OR

Past

September 5, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MEDFORD, OR

Past

September 5, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MEDFORD, OR

Past

April 23, 2003 - September 19, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MEDFORD, OR

Past

October 28, 1991 - September 19, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/27/2009)

California
(3/27/2009)

Colorado
(9/24/2013)

New Mexico
(11/22/2024)

Oregon
(3/27/2009)

IAR

Oregon
(5/12/2011)

Texas
(1/13/2018)

Washington
(3/5/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/28/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/25/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

3000 Westchester Avenue Suite 206, Purchase, NY 10577

Mailing Address

Phone number

(914) 502-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark D. Fadling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dennis Fadling's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SEACREST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/1996

Series 63

Date: 11/29/1991

SIE

Date: 10/1/2018

Series 31

Date: 5/28/2004

Series 7

Date: 10/25/1991

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEACREST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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