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MW

Michael E. Walsh

POINTONE FAMILY OFFICE
MANHATTAN BEACH, CA 90266
Some features on this profile are disabled
CRD#: 2181084
MW

Professional summary

Michael Elliott Walsh is a registered financial advisor currently at POINTONE FAMILY OFFICE located in Manhattan Beach, California and STONEHAVEN, LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 23, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Elliott Walsh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

POINTONE FAMILY OFFICE

Office #1: 919 Manhattan Avenue Suite 101, Manhattan Beach, CA 90266
RIA
CRD#: 338563
MANHATTAN BEACH, CA
Current

February 23, 2026 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue 2nd Floor, New York, NY 10020
BD
CRD#: 118913
NEW YORK, NY
Past

February 21, 2020 - February 11, 2026

WILLIAM BLAIR

RIA
CRD#: 1252
LOS ANGELES, CA
Past

February 21, 2020 - February 11, 2026

WILLIAM BLAIR

BD
CRD#: 1252
LOS ANGELES, CA
Past

March 7, 2014 - February 27, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
MIAMI, FL
Past

March 7, 2014 - February 27, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
MIAMI, FL
Past

October 1, 2008 - August 6, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
LOS ANGELES, CA
Past

July 7, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
ATLANTA, GA
Past

February 4, 2003 - July 12, 2005

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
ALPHARETTA, GA
Past

June 30, 2000 - July 12, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

November 6, 1991 - July 7, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/2/2026)
IAR
California
(1/20/2026)
RR
California
(2/23/2026)
RR
Colorado
(2/26/2026)
RR
District of Columbia
(3/30/2026)
RR
Florida
(2/27/2026)
RR
Georgia
(2/27/2026)
RR
Louisiana
(2/23/2026)
RR
Maryland
(2/24/2026)
RR
Massachusetts
(2/26/2026)
RR
Nevada
(2/25/2026)
RR
New York
(2/23/2026)
RR
Oklahoma
(2/26/2026)
RR
Texas
(2/26/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/25/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/7/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 1/21/2003
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/5/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 23
Date: 3/29/2006
General Securities Principal Sales Supervisor
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2003
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

PF
POINTONE FAMILY OFFICE
POINTONE FAMILY OFFICE | POINTONE FAMILY OFFICE, LLC

CRD#: 338563 / SEC#: 801-134522

RIA
Registered Investment Advisory firm - (11/13/2025 120-Day Approval)
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Contact information

Main Address
919 Manhattan Avenue Suite 101, Manhattan Beach, CA 90266
Mailing Address
Phone number
(551) 486-3150
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - POINTONE FAMILY OFFICE (9/9/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POINTONE FAMILY OFFICE

CRD#: 338563Manhattan Beach, CA 90266

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