Willard N. Powers

EXCHANGERIGHT SECURITIES

Pasadena, CA 91106

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CRD#: 2180629

Professional summary

Willard Nmn Powers, who also goes by Will Powers Jr, Will Powers, Willard Powers Jr, Willard Nmn Powers, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.

Willard is registered as a RR (Registered Representative) and started their career in finance in 1991. Willard has worked at 22 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Will Powers Jr | Will Powers | Willard Powers Jr | Willard Nmn Powers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Willard Nmn Powers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2025 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106

CRD#: 283430

Pasadena, CA

Past

November 7, 2024 - March 12, 2025

ALTSOURCED SOLUTIONS, LLC

CRD#: 310915

LAKEWOOD RANCH, FL

Past

April 15, 2024 - September 19, 2024

REDSWAN MARKETS, LLC

CRD#: 322259

HOUSTON, TX

Past

August 4, 2020 - November 30, 2021

ORCHARD SECURITIES, LLC

CRD#: 133378

PLEASANT GROVE, UT

Past

February 17, 2018 - December 22, 2018

ORCHARD SECURITIES, LLC

CRD#: 133378

PLEASANT GROVE, UT

Past

May 31, 2016 - December 31, 2016

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

March 21, 2016 - April 26, 2016

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

December 9, 2014 - October 23, 2015

PTX SECURITIES, LLC

CRD#: 7735

PLANO, TX

Past

October 3, 2012 - July 1, 2014

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

May 4, 2012 - September 28, 2012

KBR CAPITAL MARKETS, LLC

CRD#: 128800

PALO ALTO, CA

Past

January 20, 2010 - February 8, 2011

LIGHTSTONE SECURITIES, LLC

CRD#: 132596

MAHWAH, NJ

Past

July 14, 2009 - January 7, 2010

CM SECURITIES, LLC

CRD#: 127136

LAS VEGAS, NV

Past

April 28, 2009 - May 27, 2009

SELECT CAPITAL CORPORATION

CRD#: 145997

PHOENIX, AZ

Past

November 7, 2007 - April 30, 2009

WES INVESTMENTS, LLC

CRD#: 144097

CHICAGO, IL

Past

August 30, 2005 - November 2, 2007

WELTON STREET INVESTMENTS LLC

CRD#: 132111

BRAINTREE, MA

Past

August 9, 2002 - July 12, 2005

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

CRD#: 119546

DENVER, CO

Past

November 28, 2000 - August 21, 2002

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

April 22, 1999 - September 20, 2000

ING FUNDS DISTRIBUTOR, INC.

CRD#: 36461

WILMINGTON, DE

Past

September 29, 1997 - October 13, 1998

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

September 13, 1996 - October 16, 1997

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

August 28, 1995 - July 9, 1996

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

April 26, 1994 - September 15, 1995

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

November 5, 1991 - September 20, 1993

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 5, 1991 - September 20, 1993

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/19/2025)

Florida
(3/19/2025)

Exams

State Security Law Exam

Series 63

Date: 5/19/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/6/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/11/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/11/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

CRD#: 283430 / SEC#: , 8-69753

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Mailing Address

1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106

Phone number

(626) 564-1031

Established

California since 01/06/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXCHANGERIGHT HOLDINGS, LLC	OWNER
DRYDEN, SUSANA KAY	CHIEF COMPLIANCE OFFICER, MANAGING MEMBER	5327906
THOMAS, WARREN JESSE MCEWIN	PRESIDENT, MANAGING MEMBER	2299254
THORNTON, STEVEN LEE	FINOP	4496384
UNGERECHT, JOSHUA PAUL	CEO, MANAGING MEMBER	5183573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Willard N. Powers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Willard Nmn Powers's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTSOURCED SOLUTIONS, LLC

REDSWAN MARKETS, LLC

ORCHARD SECURITIES, LLC

ORCHARD SECURITIES, LLC

ARETE WEALTH MANAGEMENT, LLC

ARETE WEALTH MANAGEMENT, LLC

PTX SECURITIES, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

KBR CAPITAL MARKETS, LLC

LIGHTSTONE SECURITIES, LLC

CM SECURITIES, LLC

SELECT CAPITAL CORPORATION

WES INVESTMENTS, LLC

WELTON STREET INVESTMENTS LLC

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

AMUNDI DISTRIBUTOR US, INC.

ING FUNDS DISTRIBUTOR, INC.

STEPHENS

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

GUARANTY BROKERAGE SERVICES, INC.

CONSECO SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/2025

Series 65

Date: 4/6/2017

Series 7TO

Date: 7/11/2022

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1991

Series 24

Date: 7/11/2022

FINRA

Current Firm

EXCHANGERIGHT SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXCHANGERIGHT SECURITIES, LLC

TRUST BUT VERIFY

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