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JN

Joseph G. Nelson

Some features on this profile are disabled
CRD#: 2180626
JN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Gordon Nelson, who also goes by Joe Nelson, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 1991. Joseph had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 22, 2025 - June 5, 2025

G. A. REPPLE & COMPANY

BD
CRD#: 17486
CASSELBERRY, FL
Past

August 25, 2023 - January 31, 2025

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

June 6, 2017 - April 17, 2023

JRL CAPITAL CORPORATION

BD
CRD#: 10225
IRVINE, CA
Past

August 3, 2016 - June 27, 2017

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
Irvine, CA
Past

November 2, 2010 - August 8, 2016

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
IRVINE, CA
Past

June 29, 2007 - October 28, 2010

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
SAN CLEMENTE, CA
Past

June 27, 2006 - July 13, 2007

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
SAN CLEMENTE, CA
Past

October 31, 2005 - June 19, 2006

OSAIC SERVICES, INC.

BD
CRD#: 133763
IRVINE, CA
Past

January 3, 2005 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

April 7, 2003 - December 31, 2004

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

March 2, 1998 - December 31, 2001

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

May 9, 1997 - February 25, 1998

FMN CAPITAL CORPORATION

BD
CRD#: 38105
MISSION VIEJO, CA
Past

March 20, 1996 - February 21, 1997

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

BD
CRD#: 14229
NORTHRIDGE, CA
Past

March 12, 1992 - March 18, 1996

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

October 3, 1991 - March 12, 1992

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)
California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/10/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/18/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/2/1991
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GA
G. A. REPPLE & COMPANY
123-INVESTING | WOLFE FINANCIAL GROUP | WITTHAUER FINANCIAL GROUP | WALKER FINANCIAL | TRINITY WEALTH MANAGEMENT | THOMAS STROBHAR FINANCIAL | TELEIOS FINANCIAL PARTNERS | REPPLE WEALTH MANAGEMENT | REPPLE WEALTH GROUP | MANGROVE FINANCIAL GROUP | KINGDOM FINANCIAL SERVICES | HORIZON FINANCIAL SOLUTIONS | HARVEST FINANCIAL | GVC INVESTMENTS | G. A. REPPLE & COMPANY | EXODUS FINANCIAL SERVICES | ENGWALL CLARK AND ASSOCIATES | ENGEDI FINANCIAL | DAN HARDT FINANCIAL SERVICES | COVENANT FINANCIAL MANAGEMENT | CHRISTIAN FAMILY FINANCIAL | BOB HOLBROOK INVESTMENT SERVICES | AVANTI WEALTH MANAGEMENT | ANSEVIN ASSET MANAGEMENT | ALICEA SERVICES | ALAN SIEGEL FINANCIAL SERVICES

CRD#: 17486 / SEC#: 801-63426, 8-35315

RIA
Registered Investment Advisory firm - SEC (9/16/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (9/23/2004 Terminated)
California
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Louisiana
Registered Investment Advisory firm - SEC (2/11/2005 Terminated)
Maryland
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Massachusetts
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
New Hampshire
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
South Carolina
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (12/17/2004 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
Washington
Registered Investment Advisory firm - SEC (12/16/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Contact information

Main Address
101 Normandy Rd, Casselberry, FL 32707
Mailing Address
101 Normandy Rd, Casselberry, FL 32707
Phone number
(407) 339-9090
Established
Florida since 11/05/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

GA REPPLE ADV WRAP BROCHURE - DIRECT DTD 3-28-2018 (3/31/2025)
2024 -10-30 GAR PART 2A OF FORM ADV_RELEASE (3/31/2025)
FMAX BROCHURE 2021 (3/31/2025)
GA REPPLE OPTIMIZED INVESTMENT PLATFORM - DTD 3-28-18 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
G.A. REPPLE FINANCIAL GROUP, INC.PARENT CORPORATION
GONOUD, PAULFINOP3151453
MOYER, TIMOTHY GLENNCCO2555859
MOYER, TIMOTHY GLENNCOO2555859
REPPLE, GLENN ALLENPRESIDENT, GEN SEC PRINCIPAL374301

Regulatory assets under management

Total Number of Accounts3,349
AUM (Assets Under Management)$ 614,731,911

Disclosures

Regulatory Event8
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G. A. REPPLE & COMPANY

CRD#: 17486

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